Senior AML/KYC, Compliance and Risk Analyst. (For Client Facebook) Accenture, Bangalore – June 2018 to Nov 2019
- Performed quality checks on the customer financial transactions to make sure the funds are not transferred to any of the sanctioned countries / terrorist activates / illegal or fraud activities.
- Have assisted multiple international clients over 6 different countries, and maintain up-to-date knowledge and understanding of Canadian, US and other international payment network policies and best practices.
- Analyze Client's data and resolve or escalate cases by using software which is linked to Government official and tier 1 websites such as OFAC, UN sanctions, FINTRAC, OSFI, EU sanctions, US PATRIOT Act, Bank Secrecy Act, FATF, AMLID, SDN list.
- Review of all alerted and potential transactions associated against sanction lists using tools/software like Alessa, SAS Anti money Laundering, AML Check, Lexis-Nexis, W9 Form, World-Check, Prime, SEC, and SAR for decision making.
- Screened high risk cases against PEP, Sanctions, Red Flag, and Potential matches.
- Managing capacity planning, driving SLA, KPI like TAT, Productivity, Utilization, Accuracy, reporting internally and client specific business reviews.
Junior AML/KYC, Compliance and Risk Analyst. (For Client Facebook) Accenture, Bangalore – May 2017 to June 2018
- Providing technical and specialist support to the AML/KYC shared service team
- Performing AML/KYC reviews on different entity types, such as Trusts, Foundations, charities, Hedge Funds, Regulated entities, SPV etc.
- Worked on tools/software like Alessa, SAS Anti money Laundering, AML Check, W9 Form, and World-Check.
- Escalating potential true hit to Compliance team for further approval. • Monitoring the transactional activity of client, for identifying or detecting unusual or suspicious behavior, which may represent money laundering/terrorist financing by researching the background of Clients transactions.
Rewards & Recognitions:
- Got recognized as “The Best Auditor".
- Received "Star of the Business" award for the financial year Sep - Feb 2018, for achieving target with 100% quality and productivity in less than 6 months. • Got promoted within one year of career performance.
- Got recognized as “The Best SME" (Subject- matter expert).
- Got appraisal for the value contribution in terms of floor coaching and training. AML/KYC Associate Genpact, Bangalore– Oct 2016 to May 2017
- Ensuring KYC/AML risk assessments using corporate compliance tools and methods.
- Performing Sanctions Screening, PEP and adverse news screening on different type of entities.
- Review Transactions associated against OFAC, United Nations, European Union sanction lists.
- Escalated potential risk to higher compliance team with findings and screening reports for decision making. • Working knowledge of Lexis-Nexis, W9 Form, World-Check, and Prime.
