Disha Agrawal

Audit professional having experience in the financial services sector at a "Big-4" firm, I have sound knowledge of accounting, business and finance with a proven track record of providing SOX 404 compliance services, conducting access control and review testing, and documenting business controls and process reviews. I've worked with clients globally in Switzerland, the US, Australia, Canada, and India.

My current role with PwC Switzerland in banking industry external Audit and my 2 year experience in the Risk Assurance segment in PwC India has enhanced my knowledge of Audit with global level international clients’ exposure. In these roles I have learned how to manage timelines with the clients, delegate tasks to the Associates and ensure on time delivery without compromising the quality.I am proficient in the use of Microsoft excel analytical tools - VLookup, data pivots.

PWC SWITZERLAND| Zurich, Switzerland| October 2022- present

Senior Associate – Financial Services

 Contributed to Credit Suisse's external audit team and gained experience in financial audit and loans fee testing.

 Conducted testing and documentation related to various types of loans fees such as portfolio management fees, commission fees, and safekeeping fees.

 Prepared lead schedules and audit test workpapers for trial balance, cash and cash equivalents, equity movements and reviews of Management Disclosure &

Analysis (MD&A).

PWC INDIA ACCELERATION CENTRE | Bangalore, India |July 2020 – April 2022

Senior Associate – Cyber, Risk & Regulatory (Risk Assurance)

 Led a successful end-to-end SOX testing project, serving as the primary point of contact for the engagement team and mentoring associates while reviewing their work.

 Participated in walkthroughs of various business/IT processes and created effective documentation, while also executing IT platform and application-based testing for Access Provisioning and Access Reviews.

 Engaged actively in the follow-up process with management to remediate any identified deficiencies.

 Prepared Risk Assessment Narratives and formulated test procedures for various controls, scheduling follow-ups with clients for queries and reassessment of documentations like business overview, process flowcharts, Risk and Control

Matrix to ensure compliance with relevant regulations.

 Coordinated project-related activities with clients and the engagement team through frequent meetings regarding status updates, progress, and findings.

Managed stakeholder expectations and ensured robust communication and escalation mechanisms were in place.

 Received appreciation and an impeccable 5 rating feedback for the year-long project from the engagement team members.

 Supervised day-to-day project deliverables, ensuring timelines and quality standards were met.

MPR & CO. CHARTERED ACCOUNTANTS| Delhi, India | Nov 2019 – Mar 2020

 Headed a team of 4. Supervised in filing the GST (Indian Indirect Taxation)

Returns and performed Monthly & Quarterly Reconciliations.

M/S BRAJESH AGRAWAL & ASSOCIATES| Delhi, India | Feb 2015 – Feb 2018

3 YEAR ARTICLESHIP (AS PER ICAI REGULATION)

 Performed Accounting, Internal Audits, Statutory Audits, and regulatory

Compliances for the Clients. Analyzed closely indirect taxes default and credit issue. Assisted in conducting Analysis of NPA. Accounting in TALLY ERP 9.

Preparation of Quarterly Receipts and Payment accounts.

ACCA | 9/13 modules complete – Currently pursuing professional level.

Chartered Accountant (Indian Version of CPA), Institute of Chartered Accountants of India | 2014 – 2019

It's a Master's degree. With major subjects being Audit, Accounting, Finance and Business.

Bachelor of Commerce, Delhi University (INDIA) | 2013 – 2016

Majored in Commerce.