Katie Laird

A positive, enthusiastic individual with nearly 20 years experience working in the financial services industry, undertaking various roles in Compliance, Risk and Event Management, Commercial and Operations.

Compliance Management

• Regulation
• Conduct risk
• Customers in Vulnerable Situations
• Consumer Duty 

• Horizon scanning
• Regulatory Change
• GRC monitoring 
• Data analysis

• Supplier management
• Customer journeys 
• Proposition and Innovation
• Change management 

ICA Advanced Certificate in Governance, Risk and Compliance

CII (CF1) UK Financial Services, regulation and ethics

CII(CF6) Mortgage Advice

BA(Hons) Social Sciences