OTC Derivative Confirmations/Operations at Northern Trust (2016-11 – Present)
Looking after Clients Pre-Affirmation of all Derivative transactions
- DTCC matching confirmation
- Mysis (Finastra- FX Option Matching
- MTM- 2nd checking Paper Confirmations
- Client Contact
- Broker Contact/Affirmations
- Matching on DTCC
- Novations on DTCC
- Credit Events
- Settlements/Payments
- Trade Capture
- Reporting
- Any other Duties
OTC Operations/Confirmations at Mizuho Bank (2016-02 – 2016-10)
OTC Operations/Confirmations at Mizuho Bank (2014-10 – 2015-08)
- Drafted ISDA 2006 Definitions IRS (Confirmations).
- Drafted ISDA 2006 Confirmations to Customers (STP/Manual).
- Drafted Local Agreement Confirmations to Customers.
- Term Sheet Checking against Complex Trades.
- LCH Margin Calculations to LCH.
- IRS Interest Payments in Swift.
- Rate Fixings including (Basis Swaps MTM, Zero Coupons RPI OIS Eonia Sonia).
- Infinity Input of Rates for Market to Market Trades.
- Checking of Marketwire deals for clearing to LCH).
- Novation/Termination Documentation.
- Worked with Legal/Compliance.
- Customer Valuations on demand.
- Static Data/Account Opening.
- Project Work (Brokerage saving enhanced spreadsheet to save costs).
- Backloading Trades into Markitwire.
- Deal Cancellations (Terminations)in Markitwire for Traders
- FRA Resets in Markitwire
- Checking Of Broker Confirmations against Dealer Input on OBS dealing System
- Deal Compressions.
- Chase Interbank/Customers re interest coupon payments.
- Scanned All Derivative Documentation into the Scanner.
- Checked All Incoming Confirmations.
- Dealt with Documentation Queries.
- Chased Counterparties for Outstanding Confirmations.
- Issuance of Manual Confirmations Re Structured Products
- Internal /External Contacts.
- Dealer Contact.
- Middle Office Contact.
OTC Trade Support/Derivative Confirmation Drafting LCH/CME Markitwire Clearing at ING Bank, Amsterdam (2015-11 – 2015-02)
Contract position
- Reconciliation between Summit/Markitwire/LCH Swapclear
- Managing Markitwire Clearing on LCH/CME
- Static Data Input
- Client on boarding
- Drafting IRS Confirmations to Customers.
- Also Structured Products Swaptions/OIS/Amortising/Zero
- Coupon Swaps
- IRS Swap Payments (Daily Payments Dairy for IRS)
- Chasing Counterparties to agree Cashflows
- IRS Rate Fixings
- General day to day Queries/Email/phone
OTC Derivative Confirmations/Operations at SVENSKA HANDELSBANKEN, London (2005-05 – 2014-10)
- Operational Activities.
- Team Leader/Supervisor Experience.
- Client Relationship/Dealer Contact.
- Client on boarding
- ISDA 2006 Definitions (Confirmations).
- OTC Confirmation Process (Life Cycle back to front).
- ISDA 2006 Confirmations to Customers.
- Drafted Local Agreement Confirmations to Customers.
- Language (SEK, NOK, DKK FIN).
- The Processing of All Derivative Confirmations.
- Customer Valuations.
- Static Data/Account Opening.
- Project Work.
- Backloading Trades into Markitwire.
- Checking Markitwire (Ex Swaps wire) Confirmation Matching System.
- Deal Cancellations (terminations) in Markitwire for Traders.
- FRA Resets in Markitwire.
- Input Deals into OM Nasdaq System and Match.
- Checked Broker Confirmations against Dealer Input on Opus/K-Plus.
- IBIS update on All Confirmations Matched/Unmatched.
- Weekly/Monthly Reporting to Management on Outstanding Confirmations.
- Scanned All Derivative Documentation into the Scanner.
- Checked All Incoming Confirmations.
- Issued Novation Documentation.
- Dealt with Documentation Queries.
- Chased Counterparties for Outstanding Confirmations.
- Issuance of Manual Confirmations Re Structured Products
- Issuance of FX Forward Confirmations.
- Checked/Paid Interbank Brokerage.
- Internal /External Contacts.
- All Documentation Team in London/Stockholm.
- All Interbank Counterparties.
- Dealer Contact.
- Middle Office Contact.
Client Services Representative at Cargill Investor Services Ltd., London (2004-08 – 2005-05)
- To look after all LME clients and ensure that all regulations are correct.
- Margin excesses and calls on a daily.
- Paid out and called back of funds (margin clients' accounts.
- Looked after client statements on a daily basis.
- Help on the on-boarding of new clients
- Client liaison and Dealer liaison.
- Made payments.
- Position checks for clients.
- Ad-hoc duties.
Supervisor – Derivative Operations at HBOS Treasury Services, London (2003-09 – 2004-07)
Settlements Clerk at Nordea Bank PLC, London (1999-02 – 2003-09)
