Deputy Vice President II - M/S. Equitas Small Finance Bank Ltd
(2016-10)
- Handling Audit Strategy, Planning & Implementation.
- Headed Branch Audit team – South Zone (Andhra Pradesh, Karnataka, Tamilnadu) from Jan 22 to till date, as team leader. Acted as a team leader for 8 internal auditors in South Zone.
- Reviewed audit reports, Synopses and closure of audit reports for South Zone Branches. Handling around 900 + branches (liability & Assets) for allocation of audits.
- Member of the Internal Complaints Committee (POSH).
- Submission of Synopsis to Head of Internal Audit / ACB on the RBIA of Branch audit reports.
- Handling Back office functions (Viz., Admin functions of Audit Dept, Record management, Travel bills processing, Vendor coordination & Board reporting).
- Conducted Risk Based Internal Audit at Liability Branches, Systems & Procedures Audit, Thematic, SNAP audit & Compliance Audit.
- Conducted Concurrent audit on AOF/KYC at Central Processing Centre of Liability Branches.
- Co-ordination & Submission of FMR return to RBI on Frauds, PAN India branches.
- Tracking & Coordination with Liability Branches for obtention of compliance reports and early closure of reports.
- Closure of audit reports / files within time norms.
Senior Manager - M/S. Axis Bank Ltd
(2016-04 - 2016-09)
- Handled Branch Operations in Chennai Main Branch (maintenance of Branch Documents Register, Surprise verification of Cash, Deliverables, Security forms, Gold packets, Alarm testing, follow up for Re-KYC, etc.
- Monitoring and coordinating for collection of Re-KYC documents of Customers of Chennai Main Branch of M/S. AXIS Bank.
- Pre audit conducted at quarterly intervals in Chennai Main Branch (M/S. Axis Bank Ltd)
- Focus on achievement of Sales budget on CASA and other third party products.
Senior Manager - M/S. Axis Bank Ltd
(2011-06 - 2016-03)
- To Conduct Compliance Audit upon completion of Internal Audit, Bi-monthly cash verification of Currency Chests, Conduct / Assisting Internal Audit of Branches.
- To follow up and Process of compliance reports of Internal Audit, Forex Audit, Compliance Audit, RBI Audit, Snap Audit, etc., conducted at South Zone Branches.
- To prepare Master Status on Internal Audit, Forex Audits, Compliance Audits, RBI Audit u/s 35, Snap Audit, etc.
- To Prepare Synopses, Committee Synopses and submit to appropriate authority based on audit ratings.
- To prepare Audit plan & coordinating for scheduling the Audits for Southern region.
- To Co-ordinate & maintain database for ISO Audits and maintaining various files / correspondences under ISO.
- To prepare Note on important audit findings on Internal Audit and submitting to Circle Head, Central Office.
Manager - M/S. Axis Bank Ltd
(2008-04 - 2011-05)
- To Process compliance reports of Internal Audit, Systems & Procedures Audit, Forex Audit, Compliance Audit, Concurrent audit, RBI Audit, Snap Audit, etc., conducted at South Zone Branches of M/S. AXIS Bank.
- To Conduct Compliance Audit upon completion of Internal Audit of Branches.
- To prepare Master Status on Internal Audit, Systems & Procedures Audit, Forex Audits, Compliance Audits, RBI Audit u/s 35, Snap Audit, etc.
- To prepare Audit plan & coordinating for scheduling the Audits of South Zone Branches.
- To follow up with South Zone Branches for receipt of compliance reports of various audits conducted and early closure of reports.
- To maintain database on Audit Ratings & other parameters for entire South Zone.
Executive - M/S. Axis Bank Ltd
(2006-07 - 2008-03)
Executive - M/S. Axis Bank Ltd
(2006-04 - 2006-06)
Call Coordinator - M/S. Care Computers Services (Franchisee of M/s. Wipro Ltd) - Posted at M/s. UTI Bank Ltd
(2002-06 - 2006-03)
