Regulatory Compliance
Send a job offer directly to this candidate
Regulatory Compliance Contractor | May 2026 – Nov 2026
Worked in a contractual professional-services role within regulatory compliance and risk management, supporting client engagements across operational risk, regulatory compliance, risk assessment, audit planning and software-enabled risk processes.
Worked on Risk and Control Self-Assessment (RCSA), Risk Control Matrix (RCM) and operational risk management activities, including identification and assessment of risks and controls.
Performed risk assessments using impact and likelihood methodologies to support risk rating, prioritisation and remediation discussions.
Reviewed RBI regulatory guidelines and identified requirements relevant to specific clients, converting broad regulatory material into client-specific compliance requirements and documentation.
Worked on CSA preparation and reporting for banking clients, including Burgan Bank and Kuwait-related banking entities.
Participated across the software project lifecycle, including preparation and review of Functional Specification Documents (FSDs), CSA-related requirements, data testing, software testing and defect identification.
Assisted technology/software teams by testing data, checking defects, documenting observations and responding to defect-related queries.
Supported senior team members in audit planning by reviewing SOPs and preparing planning papers and related documentation.
Contributed to regulatory repositories and documentation frameworks and worked with technology teams on structuring requirements for data models and automation
Associate 2 – Fund Accountant | Apr 2024 – May 2026
Generated annual, accrual and cash transaction reports and journal entries using MCH and CMOD for different regions.
Investigated accounting discrepancies, performed root-cause analysis and supported corrective actions and accurate reconciliation.
Prepared monthly portfolio valuation reports and fund-accounting outputs including NAVs, yields and distributions.
Maintained fund transaction records and reconciled cash and stock portfolios, including shareholder allocations, incentives and fee calculations.
Reviewed security pricing data and researched differences between trade confirmations, broker statements and custodian statements.
Liaised with relevant professionals to resolve fund discrepancies and supported client reporting.
Published net asset values to clients, calculated rates of return and prepared analysis and commentary where portfolio returns exceeded benchmarks.
Participated in special projects and operational and financial compliance reviews within fund accounting.
Apprentice | Oct 2023 – Apr 2024
Prepared and posted weekly payments to vendors and suppliers and maintained reimbursement records.
Investigated rejected claims, researched issues and supported appeal and resolution activities.
Monitored industry-standard changes relating to reimbursements and supported updates to internal policies.
Evaluated reimbursement-tracking systems and proposed process improvements.
Reconciled codes against services rendered while maintaining confidentiality and integrity of client data.
Handled customer queries and completed day-to-day operational activities accurately and efficiently.
SIES (Nerul) College of Commerce and Science
Bachelor in Accounting and Finance
2020 – 2023
Tilak Junior College of Commerce and Science
2018 – 2020
88%
