Anandh Ramaswamy

In a world driven by complexity, the ability to simplify and create clarity is the ultimate advantage."

With over 21 years in investment banking, I’ve worked across multiple financial domains with different banks which includes KYC, Reference data, loans, settlements (FX & equity), corporate actions, and trade finance.

My experience with leading multinational banks has enabled me to develop a deep understanding of global markets and how to deliver strategic, client-focused solutions in an ever-evolving landscape.

Specializing in both settlements and corporate actions, I ensure seamless operations and manage high-stakes transactions with precision. My expertise in trade finance and KYC processes further strengthens my ability to navigate regulatory environments and minimize risks has help banks in clearing regulatory Audits.

Managed / Migrated Complex Process like PEP screening for Audit clearance, Participation Loans Proess, KYC Onboarding Process by Simplifying the process and providing a Clear view of the process to the Onshore and offshore teams

Have been instrumental in bringing in Process Simplifications and Reporting using Automation techniques and AI in the process. Process which took 7 days to create, and report is now just taking 1 days after bringing Alteryx and Power BI into the process thus simplifying the whole process.

I am passionate about continuing to leverage my diverse experience to drive sustainable growth, simplify complex financial processes, and deliver long-term value for clients.

MORGAN STANLEY BANGALORE, INDIA

Vice President, KYC Refresh Apr 2022 – Present

• Led 8-member team optimizing KYC scheduling for timely, accurate client processing.
• Enhanced operational efficiency by 50% streamlining processes aligned with regulations.
• Spearheaded implementation, reducing discrepancies by 80% and boosting team performance.
• Designed Implemented 4 metrics dashboards for data-driven insights and informed decision-making.
• Facilitated renewals, remediation, and compliance challenges, improving customer experience 10x.
• Streamlined 100+ process steps, enhancing operational efficiency, and compliance scalability.
• Managed data and presented findings for FRB audit examinations.

JP MORGAN CHASE & CO. HYDERABAD, INDIA

Associate Vice President Oct 2018 – Apr 2022

• Led global 11-member PEP team as regional Head, standardizing regulatory compliance with AML/GFC
• Achieved 95% quality improvement and reduced TAT.
• Led regulatory audits with Deloitte, securing clearance with no findings.
• Boosted cross-functional collaboration, driving a 30% increase in efficiency through team integration.
• Implemented straight-through processing and automation, cutting TAT by 60%.
• Managed NAM QC maintaining Quality and TAT at 100 % Quality and TAT for 2 years

WIPRO BPO - BARCLAYS OPERATIONS CHENNAI, INDIA

Senior Manager, KYC Operations May 2016 – Oct 2018

• Led KYC process enhancements, boosting efficiency and increasing transactional revenue by 10%.
• Managed Barclays client relationships, securing two projects and expanding headcount.
• Directed two project transitions, ensuring smooth execution and success.
• Conducted process costing and real-time billing analysis, improving financial performance.
• Led risk assessments, strengthening compliance and mitigating operational risks.

SCOPE INTERNATIONAL (STANDARD CHARTERED BANK) CHENNAI, INDIA

Senior Manager Sep 2014 – May 2016

• Managed a 11 member team of FX settlement operations for APAC and MENA region as Regional Lead, establishing strong client relationships with traders and liquidity managers to ensure daily books and accounts balances are met seamlessly
• Coordinated and Managed 3 Business Continuity Plans (BCP) between Chennai and KL for FX and money market processes, ensuring operational resilience.
• Managed Nostro and Intercompany reconciliations, improving accuracy and driving cost savings.

WIPRO BPO – BARCLAYS OPERATIONS CHENNAI, INDIA

Manager, OCT 2011 – SEP 2014

• Managed Barclays account Migration and setting up office 
• Eliminated streamlined process to achieve 100% quality 
• Achieved all time low No dues in Loans Process and migrated process
• Managed highly complex Account and SSI process and Call Back process

Have also worked at GEOJIT Financials, ABN AMRO & Wipro UBS Investment bank from 2003 to 2011

MBA – FINANCE KANCHEEPURAM, INDIA

Sri Chandrasekharendra Saraswati Viswa Maha Vidyalaya, June 2001 to May 2003

B. COM BENGALURU, INDIA

BHS College, Bangalore University, June 1998 to Apr 2001