Arjun Shah
Derivatives Analysts - Traders & Compliance officer
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About
To obtain an Compliance officer position in a financial services organization where I can apply my expertise in capital & derivative market regulations, internal controls, compliance system, and supporting ethical and transparent financial operations.
Experience
Derivatives Analyst/Trader & Compliance Officer at Khandwala Securities Pvt. Ltd. (Kifs) (2015-07 – Present)
Equities, Derivatives, FX market trading and compliance management
- Buying and Selling of Equity shares and Trade in Futures, Option & Currency Derivative on proprietary desk
- Analyze actions and activities related to pricing, securities and derivatives
- Analyzing Complex math formulas using Black – Scholes model and make strategies
- Extensive experience in managing Derivative risk exposure, monitoring daily P/L and implementing hedging strategies
- Strong understanding of derivatives regulations and margin compliance
- Maintained and monitors record of all Derivative trading activities, ensuring accuracy in trade capture reconciliation, and reporting
- Maintaining licensing, agreement and statutory documents
- Coordinate with vendor & service provider
- Ensure compliance framework with SEBI, NSE & BSE and IFSCA (Gifycity operations)
- Assists in regulatory approvals and documentation management
- Support internal compliance monitoring process
- Manage SEZ related compliance documentations
- Maintain AML / CFT documentation and compliance trackers
- Provide senior Mgmt. with regular update, reports and compliance status related to potential risk
Derivatives Trader at Marvadi & Chandarana Securities Pvt. Ltd. (2023-03 – 2023-12)
Equities, Derivatives trading
- Executing and monitoring Derivatives trades
- Analyzing the market trend and options Greeks i.e. Delta, Gamma, Theta & Vega
- Contriving Separate strategies for range bound and volatile market
- Trading in option strategies like Calendar, Butterfly, Bull-Bear, Straddle, Strangle and Delta Neutral Strategy
- Evaluate financial risks and decide on important daily task of an Equity and Derivative Trader based on available data
- Handling reporting and regulatory compliance
- Preparing investment strategies to achieve financial goals
Senior Trader & Analyst at Dolat Capital Market Pvt. Ltd. (2008-12 – 2015-06)
Equities, Derivatives, FX market trading, arbitrage and high frequency trading
- Buying and Selling of Equity shares and Trade in Futures & Option Derivative on behalf of company & Institutional clients
- Evaluate financial risks and decide on important daily task of an Equity and Derivative Trader based on available data & Black Scholes model
- Provide timely, accurate and thorough support to company including structuring/pricing/execution and routine derivative valuation related inquiries
- Research and identify trading strategies and methods leading to greater profit and income for company
- Administered all institutional orders for various processes
- Provide appropriate hedging advice to all juniors and provide quotes
- Monitor and manage company's derivative transactions of 300+ crore across index and stock options
- Writing financial research summaries
- Analyzing company accounts, profit and loss sheets and cash flow information
- Team Leader handling a Team of 20+ Traders
Dealer at Aryan Futures Trading Pvt. Ltd. (2011-03 – 2013-03)
Commodity trading, arbitrage and jobbing
- Buying and Selling of Commodity product on behalf of company clients
- Implemented all relative value risk positions for commodity market
- Monitored all client volumes and recommended increase in it
- Ensured achievement of all financial objectives
- Prepared profit and loss reports for internal use
Education
MBA in Financial Management – University of Mumbai (2014-08)
BBA in Business Administration – University of Mumbai (2007-06)
