Aswathy S

Seasoned IT Audit professional with strong expertise in evaluating systems and processes for security, compliance, and operational effectiveness. Proficient in IT risk assessment, SOX compliance, control testing, and internal control frameworks. Experienced in delivering high-value insights across internal and external audits while ensuring adherence to regulatory standards. Skilled in stakeholder engagement, audit planning, and leveraging technology to drive audit efficiency and effectiveness.

Consultant (Lead Assistant Manager) - EXL Service - Noida

(2025-11)

• Leading ICFR audit engagements, including initial scoping to assess financial impact of applications.
• Evaluating system controls ensure compliance with organizational and regulatory requirements.

Senior Associate (Assistant Manager) - EXL Service - Kochi

(2022-12 - 2024-11)

• Led IT audit engagements covering access management, change controls, and backup/recovery processes.
• Reviewed SOC 2 reports and documented audit findings aligned with audit methodologies.
• Performed pre- and post-implementation reviews for system upgrades.
• Strengthened regulatory compliance and organizational audit readiness.

Associate IT Consultant - ITC Infotech - Pune

(2021-07 - 2022-12)

• Conducted ITGC and ITAC testing across access and operational controls.
• Performed control design assessments and continuous monitoring activities.
• Developed SOPs and reviewed SOC 2 reports to support compliance initiatives.

IT Auditor - Reliance Corporate IT Park Ltd. - Navi Mumbai

(2016-03 - 2021-02)

• Executed end-to-end IT audit cycles, including planning, walkthroughs, and reporting.
• Assessed ITGCs, application controls, and SOC 2 compliance.
• Developed Risk and Control Matrices (RACM) and Terms of Reference (TOR).
• Presented audit findings and recommendations to senior IT leadership.

Application Developer - Reliance Corporate IT Park Ltd. - Navi Mumbai

(2014-07 - 2016-03)

• Designed and developed scalable web-based applications based on business needs.
• Managed application deployment across enterprise environments following best practices.

MCA - Anna University (2014)