Manager:offering over 16years of diversified experience in Financial Crime surveillance Operations AML Transaction Monitoring/ Screening / KYC / CDD Business Project User Acceptance Testing (UAT), Financial Crime Compliance System Implementation and Operational Management.
Experience
Manager:offering over 16years of diversified experience in Financial Crime surveillance Operations AML Transaction Monitoring/ Screening / KYC / CDD Business Project User Acceptance Testing (UAT), Financial Crime Compliance System Implementation and Operational Management.
Currently working as Manager in Financial Crime Compliance Unit in Standard Chartered Bank , India, Chennai.
Showcased excellence in spearheading various activities such as:
Good Knowledge and Experience Transaction Monitoring and Screening, Compliance System Testing, Customer Due Diligence and AML Typologies.
Hands-on experience in working with various banking software such as DETICA, MANTAS Case Management, Palantir, Accuity, Lexis Nexis, WORLDCHECK and Arachnys.
SME in Case Management and Risk Event Management (Detica / Mantas)
CDD – Dynamic Risk Rating system testing based on CORPORATE CUSTOMERS
Periodic Match Engine for Customer Screening and then replaced system called CMR (Customer Match Results)
Very good knowledge and experience in Financial Crime Compliance System Projects- Business Users Acceptance Testing (Projects: TM-Enhancements, Small Country Rollout and CDD Dynamic Risk Ratings and Customer Match Results)
Knowledge on Unusual attributes/red flags to be considered while performing Enhanced Due Diligence.
Ensure strict adherence to Anti-Money Laundering, Know Your Customer procedures and spreading awareness about Sanctions imposed by OFAC, FINCEN, FIU-IND and other regulators.
Review transaction to identify possible pattern of money laundering and terrorist financing based on the Guidance of FATF and Wolfsberg.
Analysis of the various cases as Supervisory reviewer based on Detection Scenarios and highlighting red flags and escalated to America’s FCCA to file a SAR (Suspicious Activity Report).
Escalation of Internal Suspicious Activity Report (SAR/STR) to the CMLPO of the country if any abnormal and suspicious in nature.
Team Productivity tracking and conducting training sections to peers on new updates.
Handling and preparing Monthly projections of FTE Fitment for Risk Events and Case Processing.
Good knowledge in Banking Systems (eBBS. Hogan, TANDEM etc.) and SWIFT messages.
Having Onsite Exposure and performed Data Validation for Standard Chartered Bank, Bangladesh.
Experienced in validating inbound and outbound files from Source System to Target System.
Co-ordinate with Unit Head for retrieval of Regulatory Documentation from Archival system requested by SCB Group Legal counsel UK
Monthly / Regulator Visit pack and various Management information requested by stakeholder
Liaised with In-country team for Regulatory approval, SLA, BIA, Recharge Methodology documents for the purpose of migration and system implementation of new counties.
Education
Graduate - B.A.(History)
Certified Anti Money Laundering Compliance Officer (CAMS)
