Risk & compliance (Control Testing & RCSA)
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I am a Risk & Compliance professional with 6 years of experience specializing in SOX-aligned internal controls, operational risk management, control testing (TOD/TOE), and RCSA across the banking and financial service sectors. What sets me apart is my ability to bridge the gap between traditional risk management and modern data analytics. I am highly proficient in Excel VBA, Power BI, SQL, and Python, which allows me to not only identify and mitigate control gaps but also automate complex corporate governance reporting—historically reducing manual reporting effort by up to 98%.
I hold an MBA in Finance and an M.Com from the University of Madras, where I maintained a strong academic record, including perfect 100% scores in core financial and accounting modules. I am looking to leverage my combined risk expertise and automation skillset to drive efficiency and robust audit readiness in a dynamic risk or compliance function.
Responsibilities: Executed 20–25 Test of Design (TOD) and Test of Effectiveness (TOE) assessments for Truist Bank;
conducted RCSA and control walkthroughs; coordinated with 18+ business stakeholders and auditors for evidence collection and remediation tracking.
Achievements: Automated weekly governance reporting using Excel VBA, reducing the data cycle from 45 minutes to 1 minute (98% effort reduction).
Won 1st Place in Accenture’s GUTS public speaking competition and earned internal corporate credit points for MIS macro innovation.
Responsibilities: Managed operational risk frameworks for 19+ mutual fund processes; monitored 150+ Key Risk Indicators (KRIs) and exception dashboards; resolved 36+ complex audit findings; collaborated with 50+ Asset Management Company (AMC) stakeholders.
Achievements: Architected a VBA-driven Risk Monitoring Automation Tool for daily PAN-based exception processing, cutting manual effort from 40 minutes to 1 minute. Received multiple Spot Awards for identifying financial errors and preventing revenue leakage.
MBA (Finance) – University of Madras (Grade: 76%)M. Com – University of Madras (Grade: 83.35% | Secured 100% in Advanced Cost & Management Accounting)B. Com – Meenakshi College for Women, University of Madras (Grade: 81% | Secured 100% in Financial Management)Key Certifications:
• Compliance: ISO 22301 Business Continuity Management Systems (BCMS) | ISO/IEC 27001 Information Security Management System (ISMS) | NISM Series II-B Mutual Fund Certification | Information Systems for Cost &
• Management Accounting (ICMAI - Distinction)Analytics &
• Automation: Full Stack BI Reporting &
• Automation Specialist | Data Warehouse, ETL, MS SQL, SSIS &
• Microsoft Power BI | Business Reporting Specialist (Python &
• Power BI) | VBA Report Automation Specialist &
• Advanced VBA Developer
