Kunal

Qualified Company Secretary with 1+ years of experience in corporate secretarial functions and legal compliance within the banking and financial services sector. Proven expertise in Board and Committee governance, MCA and RBI regulatory filings, and complex fundraising and securities allotment documentation, underpinned by strong command of Secretarial Standards (SS-1 and SS-2). Recognised for driving process automation to streamline departmental workflows, strengthen regulatory compliance, and support M&A due diligence.

Corporate Secretarial & Legal Compliance - Shivalik Small Finance Bank (SSFB)

(2024-08)

• Board & Committee Support: Assisted in convening Management Committee meetings; drafted, reviewed, and circulated minutes in full compliance with Secretarial Standards and internal governance protocols.
• Fundraising & Allotment: Supported end-to-end compliance for fundraising activities, including coordination, documentation, regulatory filing, and investor liaison, ensuring regulatory compliance for allotment of various classes of securities.
• M&A & Due Diligence: Assisted in the merger and acquisition process of a housing finance company, including preparation and review of transaction-related documentation and end-to-end due diligence.
• Regulatory Filing: Prepared and filed MCA and RBI e-forms, including allotment of securities, FDI reporting, and event-based compliances.
• Operational Efficiency: Identified repetitive processes within the Corporate Secretariat Department and recommended automation initiatives to improve efficiency and turnaround time.
• Stakeholder Coordination: Liaised with NSDL, CDSL, and Registrar & Transfer Agents (RTA) on dematerialisation and ISIN-related matters.

CS Professional - Institute of Company Secretaries of India (ICSI) (2025-12)

CS Executive - Institute of Company Secretaries of India (ICSI) (2023-12)

B.Com (Programme) - Swami Shraddhanand College, Delhi University (2024-06)

Class XII (CBSE) - School of Excellence, Dwarka (2020 - 2021)