Lovenish

Qualified Company Secretary with comprehensive experience in listed company compliances, SEBI regulations, corporate governance, secretarial audits, capital market transactions and pre-IPO advisory gained during Articleship at SCS & Co. LLP. Skilled in regulatory filings, ROC compliances, due diligence and corporate restructuring. Seeking a challenging opportunity to contribute to a dynamic organization while advancing my expertise in corporate and securities laws.

CS Article (Internship) - SCS & Co. LLP

• Managed quarterly, half-yearly, annual and event-based compliances for Main Board and SME listed companies under SEBI (LODR) Regulations and Stock Exchange requirements.
• Ensured compliances under SEBI (SAST) Regulations, 2011 and SEBI (PIT) Regulations, 2015, including promoter disclosures, trading window closure, Structured Digital Database (SDD) and other insider trading compliances.
• Inter-se transfer between the promoter and promoter group under SEBI (SAST) Regulations, 2011.
• Independently handled AGM compliances, including drafting and review of Annual Report, Directors' Report, Corporate Governance Report, MADA, AGM Notice, e-voting process, stock exchange filings and post-AGM compliances.
• Prepared Regulation 30 disclosures, investor presentations, analyst/investor meeting disclosures, newspaper publications and other stock exchange filings.
• Drafted and filed annual and event-based ROC e-Forms including MGT-7/MGT-7A, MGT-14, MGT-15, AOC-4/AOC-4 XBRL, ADT-1, DIR-3 KYC, DIR-12, PAS-3, SH-7, INC-22, INC-28, CHG-1, CHG-4, CHG-9, DPT-3, MSME Form-I, BEN-2, MGT-4, MGT-5, MGT-6, CRA-2, CRA-4, GNL-1, GNL-2 and GNL-3.
• Prepared Compounding of Offence and Adjudication applications before the Registrar of Companies (ROC) and Regional Director.
• Incorporation of LLPs under the Limited Liability Partnership Act, 2008 and Private Limited/Public Limited Companies under Companies Act 2013.
• Managed Preferential Issues, Rights Issues, ESOP implementation, SME-to-Main Board migration and corporate restructuring assignments, including regulatory approvals, Information Memorandum, corporate actions, listing/trading approvals and post-transaction compliances.
• Assisted in Pre-IPO restructuring assignments, Secretarial Due Diligence (SDD), DRHP readiness and conversion of Partnership Firms into Companies.
• Managed conversion of LLP subsidiaries into Wholly Owned Private Limited Subsidiaries.
• Conducted Secretarial Audits, Annual Secretarial Compliance Audits and Secretarial Due Diligence for listed, unlisted and Pre-IPO companies.
• Drafted Secretarial Audit Reports, Annual Secretarial Compliance Reports, Reconciliation of Share Capital Audit Reports, Corporate Governance Certificates and other PCS certifications.
• Prepared Due Diligence Reports, Search Reports, Section 180 Certificates, Net Worth Certificates and other certifications for banks and financial institutions.
• Drafted notices, agendas, explanatory statements, Board and Shareholders' resolutions, minutes and maintained statutory registers and records.
• Assisted in Board Meetings, Committee Meetings, EGMs and AGMs.
• Managed FLA Return, IEPF compliances, ISIN registration, NSDL/CDSL and RTA coordination, and share-related activities including transfer, transmission, dematerialisation and rematerialisation.

CS Professional - Company Secretarial - Institute of Company Secretaries of India (ICSI) (2024-12)

Bachelor of Commerce - Commerce - Mohanlal Sukhadia University, Udaipur (2022 - 2023)