Dedicated Compliance Officer
Send a job offer directly to this candidate
Dedicated Compliance Officer more than 7 years of experience in handling secretarial functions and ensuring adherence to regulatory requirements for listed companies. Adept at managing compliance with Company Law, SEBI regulations, and other applicable laws. Proven track record in preparing board and general meeting materials, maintaining statutory records, and filing necessary documents with regulatory bodies.
Deputy Company Secretary - PAUL MERCHANTS FINANCE PRIVATE LIMITED - Chandigarh
(2024-02)
As an Assistant Company Secretary at PAUL MERCHANTS FINANCE PRIVATE LIMITED, I had the opportunity to work in a dynamic and fast-paced environment. My role involved providing critical support to the company's secretarial team, ensuring compliance with regulations and corporate governance.
Company Secretary and Compliance Officer - Modison Limited - Mumbai
(2019-12 - 2023-11)
Regulatory Adherence: Ensured robust regulatory compliance, managing secretarial functions for listed companies and upholding Company Law, SEBI regulations, and Compliance of NSE and BSE.
Meeting Proficiency: Demonstrated expertise in conducting board and general meeting, maintaining statutory records, and filing regulatory documents.
Record Management: Maintained statutory records, reflecting my commitment to record-keeping aligned with legal mandates.
Stakeholder Collaboration: Facilitated seamless communication between stakeholders, regulators, and board members, ensuring transparency and alignment with corporate governance practices.
Company Secretary and Compliance Officer - Simplex Mills Company Limited - Mumbai
(2019-03 - 2019-12)
Efficient Communication: Managed Registrar and regulatory correspondence, ensuring accuracy and timeliness.
Company Secretary - Mayanagri World One Private Limited - Amritsar
(2017-12 - 2019-03)
Liaison & Compliance: Managed smooth correspondence with regulatory bodies, ensuring effective communication. Expertly navigated the transition from private to public company, meeting compliance requirements. Proficient in drafting agreements, obtaining ISIN, FSSAI License & Trademark Renewal.
Trainee - BCL Industries & Infrastructures Limited - Bathinda
(2016-04 - 2017-04)
Secretarial Audit & Compliance: Involved in Statutory Audits for diverse organizations. Managed regulatory e-form submissions to RoC and listing compliance efficiently.
Bachelor of Legislative Law - Legislative Law - SNDT University Mumbai (2023)
Company Secretary - Company Secretarial - The Institute of Company Secretaries of India-New Delhi (2015)
Master of Commerce - Commerce - Guru Nanak Dev University-Amritsar (2013)
Bachelor of Business Administration - Business Administration - Guru Nanak Dev University-Amritsar (2011)