Mansoor Shaikh

Dedicated and detail-oriented audit professional with over 5 years of hands-on experience in banking audits, including concurrent audits, stock audits, statutory audits, IS audits, and revenue audits. Proficient in verification of loan and mortgage documents, KYC/AML compliance, and auditing cash/ATM operations. Deep understanding of RBI compliance and financial product documentation across personal and commercial banking.

Proven ability to coordinate with internal teams and ensure audit readiness across branches.

Customer Service Executive (CSE) - Unity Small Finance Bank

(2024-11)

Managed front-line customer service for banking products, including loans and savings accounts. Performed cash handling, ATM reconciliation, and customer transaction verifications. Reviewed loan documents and ensured strict adherence to KYC and AML protocols. Coordinated with audit and compliance teams to maintain accurate records and processes. Ensured excellent customer experience and compliance with RBI norms.

Sr. Executive (Audit) - R.A Jhaveri & Co. Chartered Accountant

(2016-04 - 2024-10)

Conducted daily branch audits covering loan documentation, account openings, and KYC/AML verification. Specialized in Depository Participant (DP) audits for Punjab National Bank (PNB), including verification of demat accounts, DIS slips, share transfers, re-mat, and transmission procedures. Prepared audit findings and presented them to senior management and the audit committee.

Drafted and reviewed RBIA (Risk-Based Internal Audit) reports. Provided support to branches for compliance with previous audit recommendations.

M.Com - Mumbai University (2021)

B.Com - Janardan Rai Nagar Rajasthan Vidyapeeth (2019)

H.S.C - Aryan Junior College of arts science and commerce (2015)

S.S.C - Satyam Hindi High School (2013)