Mukesh Bisht

Detail-oriented Compliance professional with 2+ years of experience across NBFC and legal-regulatory environments. Skilled in regulatory compliance, documentation governance, due diligence, and audit support under RBI guidelines.

Seeking Regulatory

Compliance, Risk & Governance roles in banking, NBFC, and financial services.

Audit Executive – NBFC / Digital Lending - Blue Chip Finance Pvt Ltd

(2026-05 - 2026-08)

• Reviewed customer KYC documents, including Aadhaar, PAN, salary slips, and address proofs, for completeness and consistency.
• Verified income and employment-related documents submitted as part of digital loan applications.
• Reviewed digitally generated loan agreements and supporting loan documentation for accuracy and completeness.
• Identified and escalated document discrepancies and inconsistencies for further review as part of the NBFC loan verification process.

Compliance Associate - Central Administrative Tribunal (CAT)

(2024-06 - 2025-10)

• Reviewed legal and policy documents to ensure statutory and regulatory compliance
• Assisted in drafting affidavits and submissions supporting audit and governance processes
• Conducted regulatory review of servicerules and policiesto support compliance documentation
• Maintained accurate documentation and processdiscipline

Compliance & Due Diligence Associate - Chamber of Adv. Kamal Kant Gupta

(2023-10 - 2024-04)

• Conducted document-based due diligence for secured lending cases under the NBFC compliance framework.
• Prepared structured summaries and review reports for compliance teams.
• Ensured all document checks aligned with company policy and statutory requirements.

Legal Intern - Saket District & Sessions Court

(2019-08 - 2020-08)

• Assisted in preparation and formatting of case documentsunder
• Supported documentation review and file management

BA LLB - Kumaun University, Nainital, Uttarakhand (2019)

12th Std - Govt. Co-Ed Sr. Sec. School, Sec 5, New Delhi (2014)