Naveen Teotia

To work on challenging assignments & make the environment working & hassle free.

BA2 in Sanctions and ID&V Checks - Wipro Enterprises Limited - UK

Currently works with one the most renowned Pension Trust of UK as BA2 in Sanctions and ID&V Checks, got hired here for process layout of Sanctions and ID&V, ID&V includes fraud investigations through different Checks such as Mortality, address and Bank Checks.

• Process Layout of Sanctions NLS (Name List Screening) and ID&V.
• Making process right from Scratch through coordinating with Client and our oversight body based out in UK.
• Design Process Document and help in making PMAP (Process Map) with coordination from both Client and our oversight body in UK (Servaada).
• Developed workflow vendor (GBG) in lieu with the need of Client through the help of Technical Team, Servaada and Transition team in data integration part.
• Managing small team of 3 people and setting up of Control & Checks, doing processing also as backflow of Transfer out cases still prevails.

Sanctions, Transactions Monitoring & Payment Screening - WNS Services India Private Limited

(2021-09 - 2022-10)

First Abu Dhabi Bank Project

• Investigate the payments and message transactions and identify the hits generated to ensure that no sanction activity involves in the payment.
• Monitoring and ensuring that no suspicious transactions should be involves in the payment.
• Expertise in Trade Messages as more involvement of Cargo Business and Vessels in Middle East.
• Working as trainer for new batches – specially for Russian Sanctions Matrix, from preparing slides to be part as floor monitor.

Transaction Monitoring & CDD - Grant Thornton Advisory Private Limited

(2018-04 - 2020-03)

• Transaction Monitoring for one of the most valuable Client.
• Performing CDD on Client Documentation and making recommendations for account opening
• Reconciliation of Bank Funds Position of the Client.
• Completely follows the maker & checker concept in order to get the qualitative output and making the process highly efficient.
• Involved in client renewals of Contract and generating of Invoices in lieu of Work.

Sanctions, Transactions Monitoring & Payment Screening / Sanctions QA SME (FCO) - Barclays Shared Services

(2012-01 - 2017-08)

5.5 years of working experience. Probation period as Sanctions QA SME (FCO), were needs to set control & checks and mostly works with different RM's in order to RFI.

• Investigating payments for any prohibition links as per Barclays policy.
• Assessing Message types like MT799, MT499 etc.
• Extensive Google search to check and confirm whether remitter or beneficiary have links to any restricted organization/country/individual/vessel as per Barclays Policy
• Follow correct procedures as per Barclays policy and maintain quality standards while processing payments adhering to AML/ KYC standards and within the cut-off time.
• Follow OFAC list, UKHMT List, EU List, UN List and BPRV/BPROHIB list to check the Specially Designated National's (SDNs), blacklisted organizations or vessel's history or for any involvement of these in the payment.
• Have access to global databases like World Check and BSB (Barclays Secured Browser, which is used for information of Barclays customers)
• Processing Pershing Payments (US Wealth Customers) on priority basis.

Billing, Invoicing & Cash Application - EXL Service (I) Pvt. Ltd.

(2009-01 - 2010-07)

18 months of working experience

• Creating billing and invoicing to the customers.
• Processing Purchase Orders, Cancellation and reconciliation for order.
• Applying incoming payment against the outstanding invoices in cash application.
• Performing Cash reconciliation for the account towards the outstanding invoices.
• Review of billing and invoices created, Cash application, invoices with the purchase orders created.

Graduation - M.M.H College, Ghaziabad (2005)

Intermediate - CBSE Board (2002)