BA2 in Sanctions and ID&V Checks - Wipro Enterprises Limited - UK
Currently works with one the most renowned Pension Trust of UK as BA2 in Sanctions and ID&V Checks, got hired here for process layout of Sanctions and ID&V, ID&V includes fraud investigations through different Checks such as Mortality, address and Bank Checks.
- Process Layout of Sanctions NLS (Name List Screening) and ID&V.
- Making process right from Scratch through coordinating with Client and our oversight body based out in UK.
- Design Process Document and help in making PMAP (Process Map) with coordination from both Client and our oversight body in UK (Servaada).
- Developed workflow vendor (GBG) in lieu with the need of Client through the help of Technical Team, Servaada and Transition team in data integration part.
- Managing small team of 3 people and setting up of Control & Checks, doing processing also as backflow of Transfer out cases still prevails.
Sanctions, Transactions Monitoring & Payment Screening - WNS Services India Private Limited
(2021-09 - 2022-10)
First Abu Dhabi Bank Project
- Investigate the payments and message transactions and identify the hits generated to ensure that no sanction activity involves in the payment.
- Monitoring and ensuring that no suspicious transactions should be involves in the payment.
- Expertise in Trade Messages as more involvement of Cargo Business and Vessels in Middle East.
- Working as trainer for new batches – specially for Russian Sanctions Matrix, from preparing slides to be part as floor monitor.
Transaction Monitoring & CDD - Grant Thornton Advisory Private Limited
(2018-04 - 2020-03)
- Transaction Monitoring for one of the most valuable Client.
- Performing CDD on Client Documentation and making recommendations for account opening
- Reconciliation of Bank Funds Position of the Client.
- Completely follows the maker & checker concept in order to get the qualitative output and making the process highly efficient.
- Involved in client renewals of Contract and generating of Invoices in lieu of Work.
Sanctions, Transactions Monitoring & Payment Screening / Sanctions QA SME (FCO) - Barclays Shared Services
(2012-01 - 2017-08)
5.5 years of working experience. Probation period as Sanctions QA SME (FCO), were needs to set control & checks and mostly works with different RM's in order to RFI.
- Investigating payments for any prohibition links as per Barclays policy.
- Assessing Message types like MT799, MT499 etc.
- Extensive Google search to check and confirm whether remitter or beneficiary have links to any restricted organization/country/individual/vessel as per Barclays Policy
- Follow correct procedures as per Barclays policy and maintain quality standards while processing payments adhering to AML/ KYC standards and within the cut-off time.
- Follow OFAC list, UKHMT List, EU List, UN List and BPRV/BPROHIB list to check the Specially Designated National's (SDNs), blacklisted organizations or vessel's history or for any involvement of these in the payment.
- Have access to global databases like World Check and BSB (Barclays Secured Browser, which is used for information of Barclays customers)
- Processing Pershing Payments (US Wealth Customers) on priority basis.
Billing, Invoicing & Cash Application - EXL Service (I) Pvt. Ltd.
(2009-01 - 2010-07)
18 months of working experience
- Creating billing and invoicing to the customers.
- Processing Purchase Orders, Cancellation and reconciliation for order.
- Applying incoming payment against the outstanding invoices in cash application.
- Performing Cash reconciliation for the account towards the outstanding invoices.
- Review of billing and invoices created, Cash application, invoices with the purchase orders created.
