Senior Analyst - Wells Fargo
(2025-12)
- Performed risk-based transaction monitoring reviews of level 1 (P1 alerts packages)
- Monitoring and analyzing alerts which are generated on case management system (SaaS / Oracle) to identify possible patterns of money laundering and terrorist financing activities, ensuring compliance, following applicable internal or external policies and procedures such as Bank Secrecy Act (BSA) and OFAC regulation
- Conducted Quality Control reviews of transaction monitoring, KYC, Adverse media search. Pro-actively gather intelligence from media reports and appropriate websites to identify customers of US Bank involved in crime /ML /terrorism etc. Build on the knowledge of latest Anti Money laundering trends
Senior Analyst - HSBC
(2022-06 - 2026-12)
- Analyze the 3-month prior transactions, notes, dispositions, triggered rules, customer profile, balance sheet and make decisions within the risk appetite of the bank
- Identifying red flags such as structuring, tax evasion, unusual activity, offense against commonwealth, inconsistency of the customer profile and raising an SMR.
- Conducting OSS (Open-source searches), World Checks, PEP search and adverse information in order to identity the risk possess towards the bank comprehensive due diligence
- Conduct ODD searches, world checks on the alerted customer and the related parties in order to make appropriate decision
- Expertise in identifying false hits, partial hits, and true hits during PEP and sanction list screenings, ensuring accurate risk assessment and compliance to regulatory standards and internal policies
- Finding out the Political Exposed Person, Key Controllers and their holdings in the client In case of the customer being outside the risk appetite of the bank, conducting 12 months review of the account transactions and raising an SMR(Suspicious Matter Report) on the customer based on the overall profile.
Deputy Manager - ICICI Bank Limited
(2020-01 - 2022-05)
- Monitoring Account Opening/KYC documents (follow up on outstanding documents and handling Account Opening/KYC queries) and obtaining Account Opening/KYC documents of high risk customers
- Customers profiling- Documentation checking for corporate and individual clients i.e., certificate of incorporation, constitutional Documents (MOA, AOA), Board Resolution
- Competence in understanding of functionalities related to banking products that caters to Retail Banking, Corporate Banking inclusive of Wholesale banking, Global transaction Banking and, trade services and Treasury
- Responsible for escalations identified in the team and resolving them within the TAT
Assistant Manager - Karvy Stock Broking Pvt. Ltd.
(2018-06 - 2019-12)
- Responsible for building equity and derivative portfolios for client's as well as trade in future & options and investing in equity for both short term & long term
- Increased the overall value of the client's stock portfolio on an average of 20% per annum
- Prepare research reports and provide them to the customers of the firm with a knowledge of fundamental and technical analysis, along with corporate portfolio management returns
- Coordinate with upper management of the firm to help grow the firm and the customers of the organization and to pitch franchise clients which resulted in obtaining business
- Analyzed current domestic market conditions to determine which sectors would provide the best return for the least amount of risk.
