Gandhinagar, GandhinagarMember since 30 January 2025
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About
Meeting & Interacting with the Regulatory Authorities (IFSCA FME Division) for setting up of Fund Management Entity, for carrying out Portfolio Management Services. Responding & Seeking approval from the Regulatory Authorities.
Application / Registration with IFSCA Administrator (SEZ Division) and seeking approval for various matters (Letter of Authority, Bond Cum Letter of Undertaking, Eligibility Certificate)
Applying various Registrations (GST, FIU portal, Import Export Code, Registration Cum Membership Certificate, etc.)
Responsibilities as a Principal Officer from FIU perspective
Drafting AML Policy / Procedures and Reviewing other policies from Regulatory perspective.
Interacting with counterparties (Consultants, Accountant, Lawyers, Auditors)
Participated as a Panelist in AML Conference organized by London Stock Exchange Group in GIFT City (Subject: AML – Name Screening)
To launch the funds within the Regulatory framework (WIP).
