Nisha Ubale

Detail-oriented audit and compliance professional with hands-on experience supporting Onboarding, screening, and Off boarding operations within MasterCard-related workflows through Narayan Bhargava & Co. Skilled in compliance checks, documentation, regulatory monitoring, and escalation handling. Proficient in Advanced Excel and Tally Prime, with a strong focus on accuracy and process adherence.

Basic knowledge of SQL for compliance data handling and analysis. Preparing for CIA Part 1. Seeking an Associate Analyst role in compliance or operations.

Junior Auditor - Narayan Bhargava & Co. - Mumbai

(2025-02)

Contingent Assignment supporting MasterCard Operations

• Handled Onboarding, ongoing screening, and off boarding activities (approx. 15-20 cases/day), ensuring high research accuracy, proper documentation, escalation handling.
• Ensured compliance with applicable laws, internal policies, and process guidelines across assigned operational tasks.
• Conducted compliance checks and supported audit reviews as per teat requirements.
• Assisted in reviewing and updating internal procedures and policy documents in daily operations.
• Coordinated with internal tasks to collect required information, resolve gaps, and complete compliance-related tasks within timelines.
• Maintained audit trackers, documentation, and checklists with accuracy and consistency.

Intern - K.B.Choudhary & Co - Mumbai

(2024-12 - 2024-12)

1 Month Training at CA Firm

• Maintained audit trackers, documentation, and checklists with accuracy and consistency.
• Processed bank statements, invoices, and E-way bills using Tally prime e and Excel.
• Maintained and updated financial records and documentation for client files.
• Prepared structured Excel (VLOOKUP, Pivot Tables) for 5+ client portfolios, covering financial data and documentation reducing annual review tit e by 25%.
• Assisted team members in completing accounting and documentation tasks accurately.

Master of Commerce - Commerce - Pillai College of Arts, Commerce & Science (2024 - 2026)

Bachelor of Commerce - Commerce - Oriental College of Commerce & Science (2021 - 2024)

Higher Secondary Certificate - Atomic Energy Junior College (2020 - 2020)