Nitisha Sadhwani

Contributed 4 years into being a versatile dedicated professional having exposure in legal compliance who further wish to leverage into a leadership role enhancing learning curve while making significant contribution to the success of organization that fosters innovation, continuous challenges & professional as well as personal growth.

Compliance Associate - Magellanic Cloud Limited - Hyderabad

(2024-04 - 2026-03)

• Ensured compliance with SEBI, ROC, and RBI regulations.
• Maintained proper records of corporate activities and regulatory filings.
• Managed quarterly and event-based disclosures required by the Stock Exchange.
• Ensured timely filing of documents and compliance with listing agreements.
• Arranged Board and General Meetings, ensuring compliance with corporate governance standards.
• Addressed shareholder grievances effectively, ensuring transparency and responsiveness.
• Managed dividend payments, ensuring timely and accurate distribution to shareholders.
• Handled stock split procedures, ensuring proper compliance and communication.
• Provided insightful and accurate guidance to the Board and senior management on regulatory and operational matters.
• Coordinated with Registrar and Transfer Agents, Depositories, Merchant Bankers, Company Secretaries (PCS), and other intermediaries for seamless operations.
• Supervised and reviewed the work of subordinates, ensuring accuracy and adherence to deadlines.
• Managed in application for fastrack merger and private placement

Junior Compliance Executive - Decimal Point Analytics Private Limited - Nashik

(2023-07 - 2024-04)

DPA is a leading management consultant in the space of financial solutions.

• Compliance Monitoring and reviewing the company's activities to ensure compliance with applicable laws and regulations including preparation of various SOP's and Trackers.
• Support to compliance officer in various tasks such as drafting various documents, policies, conducting audits or streamline the compliance process.
• Maintaining Statutory Registers and physical records.
• Conducting research on corporate law and regulations to ensure compliance.
• Assisted in the implementation of new ESOP Policies.

Associate - Corporate Compliance - SBR & Co. LLP - Navi Mumbai

(2022-01 - 2023-07)

A firm of practicing Company Secretaries

• Specialization in Secretarial Audit, Share Reconciliation Audit and Due Diligence.
• Managed Compliance activities and collaborated with internal management. Conducted regular audits and assessments for Tata Power Limited.
• Liaised with regulatory authorities.

Management Trainee - Girish Bhandare & Associates - Aurangabad

(2021-01 - 2022-12)

A Peer Reviewed practicing Company Secretary Firm

• Incorporation of various Companies and LLP
• Well versed with XBRL
• FEMA compliance
• Various Event based and yearly Compliances

Management Trainee - KMP & Associates - Aurangabad

(2018-01 - 2019-12)

A Firm of practicing Company Secretaries

• Preparation of documents of Board Meetings, various Bank resolutions.
• Filing of Statutory returns and other regulatory documents with ROC.
• Assisted in Trade Mark Applications.

CS Professional - CS executive cleared - The Institute of Company secretaries of India (2023)

LL.B - Manikchand Pahade Law College, Aurangabad (2023)

Masters in Commerce - Commerce - Deogiri College, Aurangabad (2018)

Bachelor in Commerce - Commerce - Deogiri College, Aurangabad (2016)