Compliance Associate - Magellanic Cloud Limited - Hyderabad
(2024-04 - 2026-03)
- Ensured compliance with SEBI, ROC, and RBI regulations.
- Maintained proper records of corporate activities and regulatory filings.
- Managed quarterly and event-based disclosures required by the Stock Exchange.
- Ensured timely filing of documents and compliance with listing agreements.
- Arranged Board and General Meetings, ensuring compliance with corporate governance standards.
- Addressed shareholder grievances effectively, ensuring transparency and responsiveness.
- Managed dividend payments, ensuring timely and accurate distribution to shareholders.
- Handled stock split procedures, ensuring proper compliance and communication.
- Provided insightful and accurate guidance to the Board and senior management on regulatory and operational matters.
- Coordinated with Registrar and Transfer Agents, Depositories, Merchant Bankers, Company Secretaries (PCS), and other intermediaries for seamless operations.
- Supervised and reviewed the work of subordinates, ensuring accuracy and adherence to deadlines.
- Managed in application for fastrack merger and private placement
Junior Compliance Executive - Decimal Point Analytics Private Limited - Nashik
(2023-07 - 2024-04)
DPA is a leading management consultant in the space of financial solutions.
- Compliance Monitoring and reviewing the company's activities to ensure compliance with applicable laws and regulations including preparation of various SOP's and Trackers.
- Support to compliance officer in various tasks such as drafting various documents, policies, conducting audits or streamline the compliance process.
- Maintaining Statutory Registers and physical records.
- Conducting research on corporate law and regulations to ensure compliance.
- Assisted in the implementation of new ESOP Policies.
Associate - Corporate Compliance - SBR & Co. LLP - Navi Mumbai
(2022-01 - 2023-07)
A firm of practicing Company Secretaries
- Specialization in Secretarial Audit, Share Reconciliation Audit and Due Diligence.
- Managed Compliance activities and collaborated with internal management. Conducted regular audits and assessments for Tata Power Limited.
- Liaised with regulatory authorities.
Management Trainee - Girish Bhandare & Associates - Aurangabad
(2021-01 - 2022-12)
A Peer Reviewed practicing Company Secretary Firm
- Incorporation of various Companies and LLP
- Well versed with XBRL
- FEMA compliance
- Various Event based and yearly Compliances
Management Trainee - KMP & Associates - Aurangabad
(2018-01 - 2019-12)
A Firm of practicing Company Secretaries
- Preparation of documents of Board Meetings, various Bank resolutions.
- Filing of Statutory returns and other regulatory documents with ROC.
- Assisted in Trade Mark Applications.
