Prashant Dahale

Trade Desk Associate – Front Office - Interactive Brokers - Andheri

(2022-01 - 2023-06)

Assisted Hedge Funds, Advisors and Individuals with trade issues on IBKR Trading Platform.
Facilitated client's trading in various products namely Stocks, ETFs, Bonds, Options, Futures, FOPs, CFDs, Forex across 135 markets and 23 currencies.
Investigating Audit Trails of orders placed to resolve queries on order rejections, cancellation, or unfilled orders by analyzing the Credit dumps and Time & Sales data.
Following up internally with risk and operation team and externally with the exchanges and if required, escalating the issue on JIRA to report a bug or enhancement in the trading system.
Resolving various queries on US Reg.T rule-based margin, Portfolio margin & risk-based margin account. Informing them about margin call on securities & commodities segment.
Helped clients understand the use of various order types as per their trade requirements.
Handling liquidation queries and escalating unwarranted liquidation to risk team for reversal.
Explaining the impact of option exercise & assignments on the overall margin requirements.
Assisted on corporate actions and its impact on the underlying and their portfolio.
Informed clients on applicability of trade regulations & restrictions such as PDT, Free Riding, PRIIPS, ESMA rule on CFDs, trade sanctions, trading halt and Micro-cap restriction.

Priority Relationship Manager – Front Office - Hdfc Securities - Vashi Branch

(2018-09 - 2021-12)

Acted as a Dealer & an Advisor to mapped HNI clients, generated revenue across various products
Activated new and dormant clients, pledged client's portfolio & traded on collateral margin.
Done Wealth Management & Tax planning by meeting clients & investing the client's surplus funds in other asset class like MF, Bonds, Debentures, PMS, ULIPs, Life & Health Insurance.
Won the MDRT Greece, Bangkok & other domestic contests by doing insurance business.

Equity Advisor & Dealer - Front Office - Axis Securities - Kurla Head Office

(2016-11 - 2018-09)

Advising the research calls to mapped clients and placing their orders on trading terminal
Activated the dormant clients and generating brokerage revenue and commission on MF SIP
Provided knowledge to portfolio clients on various trading products like E-margin, order types.
Won various contest on activating new clients for trading & cross-selling of Mutual Funds.

Stock & Derivatives Trading - Self-Employed

(2013-01 - 2016-11)

Started trading in equity market since 2009 and in derivative market from 2010.

Ability to analyze market and stock movement by understanding trend through TA and FA
Advising them trading and investment stocks based on my research, placing order on behalf of the clients on profit-sharing basis.

Stock & Derivatives Trading - Self-Employed

(2022-01 - 2024-04)

Started trading in equity market since 2009 and in derivative market from 2010.

Ability to analyze market and stock movement by understanding trend through TA and FA
Advising them trading and investment stocks based on my research, placing order on behalf of the clients on profit-sharing basis.

Accountant - Ameya Logistics Pvt Ltd

During post-graduation, worked as an Accountant in Ameya Logistics Pvt Ltd for 3 months.

Intern - CA Firm

(2006-12 - 2010-08)

Completed 3.5 years of Internship in CA Course in small size CA Firm

Insurance Agent - ABSLI

Sold Insurance policies during college days as I was licensed Insurance Agent for ABSLI.

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