Assistant Vice President – Regulatory Reporting Operations
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Seasoned Operations Manager and Business Analysis AVP with 19+ years in financial services, specializing in regulatory reporting, exception management, and automation across EMEA and APAC. Deep expertise in OTC derivatives lifecycle and compliance with EMIR, MiFID II, ASIC, MAS, and SIX regimes. Proven leader in end-to-end project delivery, escalation management, RCA/remediation, and tool development, with a track record of reducing exceptions, strengthening controls, and delivering measurable efficiency gains.
Assistant Vice President – Regulatory Reporting Operations - State Street Services India Pvt Ltd
(2019-04)
Lead automation and operations for regulatory reporting pipelines across EMEA and APAC, covering MiFID II, ASIC, SIX, MAS, and EMIR. Translate regulatory specifications into production rules, data mappings, and test cases; own IST/UAT and production deployments. Drive upstream data remediation with engineering and business owners to reduce DTCC exceptions and improve feed completeness.
Implement operational dashboards and control reports in Power BI/Tableau for daily oversight and management reporting. Serve as Risk Champion for the team, coordinating RCSA updates and audit responses.
Assistant Vice President – Regulatory Reporting Operations - State Street Services India Pvt Ltd
(2025-01 - 2025-12)
MiFID II Migration (Fixed Income & Futures) – Led end-to-end migration of net new business under MiFID II regulation.
Assistant Vice President – Regulatory Reporting Operations - State Street Services India Pvt Ltd
(2024-01 - 2024-12)
ASIC & MAS Rewrite – Led end-to-end rewrite of ASIC and MAS systems to modernize architecture and improve compliance.
Assistant Vice President – Regulatory Reporting Operations - State Street Services India Pvt Ltd
(2023-01 - 2023-12)
MAS Net New Business Migration & Tool Development – Migrated net new business under MAS regulation across multiple asset classes.
RAD Developer - JP Morgan Chase Pvt Ltd
(2018-01 - 2019-03)
Built BI tools, VBA automation, and MS Access applications to streamline regulatory reporting.
Regulatory Reporting Testing Lead – AXIOM - JP Morgan Chase Pvt Ltd
(2015-01 - 2018-12)
Directed end-to-end test strategies for EMIR/MiFID reporting; reduced testing cycle time by 30% through automation.
Business Analyst – Operations - JP Morgan Chase Pvt Ltd
(2008-09 - 2015-12)
Supported retail banking products and regulatory reporting; led incident management, RCA, and remediation; delivered automation tools reducing manual reconciliation by 25%. Business Analyst for Retail Banking products including Check Research & Adjustment and ATM products. Key role in migrating the legacy Pega system to the new PRPC platform, covering Business Analysis, Project Management, Data Analysis, and continuous process improvement. Operation Analyst – VBA Developer and BAU processor.
Quality Analyst – Insurance Operations - ACS (Affiliated Computer Services) Pvt Ltd
(2006-09 - 2008-09)
Analyzed team quality metrics and reported findings on a timely basis, ensuring processes consistently met quality standards. Served as the key resource for understanding process requirements and training new team members. Assisted the team with requirement clarification and ongoing process support.
MSc - Information Technology - Sikkim Manipal University
Bachelor of Business Administration - IT - Sikkim Manipal University
SSLC - St. Alphonsus High School
