Rohit Singh

Dedicated Compliance & Audit, KYC, AML with 4+ years of experience in regulatory compliance, risk management, and policy development. Seeking to contribute strong analytical skills and attention to detail to ensure adherence to regulatory requirements and promote ethical business practices within a progressive organization.

Branch Sales Executive at Bandhan Bank Limited (2026-02 – Present)

Responsible for acquiring new customers, ensuring KYC compliance, and promoting banking products while performing customer due diligence.

• Acquired new customers for CASA (Savings & Current Accounts) through field sales and lead generation activities.
• Ensured compliance with KYC norms and proper documentation as per RBI guidelines.
• Conducted field visits to local markets and businesses to increase brand visibility and customer base.
• Achieved monthly sales targets by promoting banking products such as loans, fixed deposits, and insurance.
• Performed Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for high-risk customers to ensure AML compliance.

Senior Compliance Executive at Mpurse Services Private Limited (2025-10 – 2025-12)

Managed compliance operations including bank lien cases, audit activities, client onboarding, and transaction monitoring.

• Managing bank lien and debit freeze cases in coordination with partner banks and regulatory authorities.
• Draft and implement Board Resolutions and maintain statutory documentation in compliance with regulatory and organizational requirements.
• Conduct comprehensive internal audits across all departments and instruments to assess performance, compliance, and risk control measures.
• Oversee the Client and Merchant Onboarding process, ensuring proper documentation, verification, and timely activation in accordance with regulatory norms.
• Organize and deliver KYC and AML training programs to strengthen staff awareness and ensure adherence to compliance standards.
• Execute Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures for clients and merchants, ensuring robust verification and risk assessment.
• Lead transaction monitoring and perform fraud analysis to identify, investigate, and mitigate suspicious or high-risk activities.

Compliance Officer at Payinc Private Limited (2023-01 – 2025-05)

Developed and implemented compliance policies, conducted audits, and handled chargebacks and regulatory inquiries.

• Developed and implemented compliance policies and procedures in accordance with regulatory standards.
• Handling all types of chargebacks, Fraud Chargeback & Banking Ombudsman.
• Conducted regular audits and assessments to monitor compliance with internal policies and external regulations.
• Collaborated with legal and regulatory affairs teams to interpret laws and regulations impacting the organization.
• Provided training and guidance to employees on compliance issues and ethical practices.
• Prepared reports and presentations for senior management and regulatory authorities.
• Led investigations into potential compliance violations and recommended corrective actions.

Trainee Compliance at Payinc Private Limited (2022-03 – 2023-01)

Conducted risk assessments, monitored regulatory changes, and managed compliance documentation.

• Conducted risk assessments and identified compliance risks within the organization.
• Monitored changes in regulations and updated compliance programs accordingly.
• Managed compliance documentation and maintained records of compliance activities.
• Assisted in responding to regulatory inquiries and audits.
• Participated in cross-functional teams to implement new compliance initiatives.

B.Tech in Mechanical Engineering – Vikash Institute of Technology, Bargarh (B.P.U.T.) (2024)

Diploma in Mechanical Engineering – Vikash Polytechnic (2019)

12th (CHSE) in Commerce – Panchayat Junior College (2016)

10th (BSE) in Schooling – Hindi Boys High School (2014)