Sagar Anil Vaidya

A passionate professional with nearly 15+ years of rich experience in capital market, specialised in Mutual Fund Operations. Presently associated with National Stock Exchange (NSE) as Senior Manager.

Oversees Mutual Fund

Operations of both the Exchanges i.e., BSE and NSE and PAN India demat (exchange and non-exchange) settlement of Mutual Fund Units. Handled various audits like internal, external, compliance and operational audits. A result-oriented leader with expertise in devising strategies aimed at enhancing overall organizational growth, sustaining profitability of operations, and improving business performance.

Experienced in functioning as an escalation gate to resolve critical issues of the team members. Possess excellent interpersonal, communication & organizational skills with proven abilities in team management.

Senior Manager - National Stock Exchange of India Limited (NSE)

(2024-05)

• Handling team of 20 members
• Oversee 36 pre-trade activities for an instance on boarding of Member, Client and AMC, monitoring scheme masters, issuing circulars, Documents reporting to RTA etc.
• Established pre-trade BAU activities with maker checker concept
• Handling internal, external, compliance and operational audits
• Enhancing the process automation, technological development activities with both the RTA, AMC and depositories, PAs.
• Submitting monthly and yearly reports to senior management.

AVP - Kfin Technologies Limited

(2021-01 - 2024-05)

Exchange and De-mat Settlement of Mutual fund

• Oversee exchange settlement and de-mat process, all types of CA
• Units reconciliation (BENPOS RECON), RRN/CRN process
• Handled SEBI, AMC, CDSL, NSDL, internal audits with no observations
• Submitting weekly and monthly reports to senior management.

Deputy Manager - Indian Clearing Corporation Limited -BSE Limited

(2015-12 - 2021-01)

Clearing and Settlement of MF

• Clearing and settlement of Mutual fund purchase and redemption.
• Handling Depository activities (NSDL and CDSL).
• Actively involved in setting of new process and technological development activities for BSE StAR MF platform
• Testing of development in UAT environment.
• Assisting juniors, newcomers, and interns about the process.

Assistant Manager - HDFC Bank Limited

(2014-10 - 2015-12)

Personal Banker

• Acquiring, Managing, and servicing client's portfolio with an average AUM of 10 lacks to 15 lacks
• Ensure the compliance of all the processes & policies of the Bank.
• Handled teller counter, locker operation, branch admin and other operational activities.
• Processing of customer instructions within TAT for better service
• Retention and enhancement of the value of existing accounts

Executive (Client Advisory Group- Semi HNI) - SBI Capital Securities Ltd.

(2011-06 - 2014-09)

Senior Relationship Manager (Retail) - Nirmal Bang Securities Pvt. Ltd.

(2010-05 - 2011-05)

Assistant Relationship Manager (Retail) - India Infoline Pvt. Ltd.

(2009-05 - 2010-05)

CFA - ICFAI (2012-10 - 2012-10)

B.com - Ritumbhara College, Juhu. Mumbai (2007-03 - 2007-03)

H.S.C - Public School & Jr. College, Santacruz. (2003-02 - 2003-02)

S.S.C. - Jnana Sarita High School, Mulund. (1999-03 - 1999-03)