Manager at M/s. Sanjay Kadam & Associates (2024-01 – Present)
Managing audit engagements and internal controls for various clients in shipping and solar industries.
- Conducted Internal Audits for APT International Shipping Pvt Ltd and Jet Solar Ltd for Accounts Area
- Verification of Bank reconciliation, Voucher verification, Timely filing of statutory returns
- Vendor payments verification according to agreement and purchase orders
Manager at M/s Aneja Associates (2015-03 – 2023-11)
Managed process audits and internal audits for multiple financial and non-financial institutions including NBFC, investment advisory, and commodity exchange operations.
- Conducted Audit at Avanse Financial Services (NBFC) for Administration, Corporate Agent and CSR areas
- Special assignment for ICICI Bank Mortgage Valuation Group
- PMS & distribution area for Motilal Oswal Wealth including insider trading, research operation, corporate agents
- Review of JM Financial Credit Solutions Ltd NBFC operations and accounts area
- Conducted internal audits of Edelweiss asset reconstruction Ltd, Edelweiss Agri Value chain Ltd, Edelweiss Alternative Assets Advisors Ltd, Edelweiss Securities Ltd
- Portfolio management services for Piramal Fund Management Private Ltd, Ambit Capital Pvt Ltd, Ambit Investment Advisors Private Limited
- Investment Banking for Motilal Oswal Investment Advisors Ltd
- Special assignment of creditors due diligence of Arshiya Ltd
- SOP formulation team for Edelweiss clearing department
- Claim Settlements, Travel Audit & Technology Expenses at NCDEX
- Process Audit operations and accounts area at Edelweiss Housing Finance Ltd
- Process Audit of various departments at NCDEX including Logistics, Strategy & MIS, MW-Risk, Clearing & Settlement, Compliance, Polling
- Internal Financial Controls preparation and testing at NCDEX as per Financial framework for FY 15-16
- Vendor payments and negotiations and Account audit for Interspace Communications
Senior Audit In Charge at M/s Mittal & Associates (2011-09 – 2015-02)
Conducted statutory audits, limited reviews, internal audits, and tax compliance services for various companies and listed entities.
- Conducted statutory audit of various public, private companies including listed company Kamanwala Housing Construction Ltd and United India Insurance Company
- Conducted statutory audit of OTC Exchange of India and OTCEI Securities
- Statutory audit of Sunita Commercial, White Knight Construction India Pvt Ltd, Desine Properties & Consultancy Pvt, KomalAutomizer Pvt Ltd, Pioneer Commodity & Trading Pvt Ltd
- Limited Review of financial statements on quarterly basis of listed companies before submitting to SEBI
- Prepared files and checklists for peer review assignment of M/s Mittal & Associates & M/s ADV & Associates
- Handled Internal audits of ICCL-Clearing House of BSE, BSE INSTITUTE (BTI)
- Concurrent Audit of Central Depository & Securities Ltd, BOISL internal audit
- Filing of Income Tax Returns for Companies, Individuals & Firms
- Preparing Tax audit reports and filing of tax audit returns
- Online Professional Tax Registration for FIRM & PARTNERS
- Worked in Multi Commodity Exchange of India as outsourced staff for Compliance Department and Membership Department
Audit Assistant at M/s Wagh & Associates (2008-12 – 2011-02)
Conducted internal audits for various organizations.
- Internal Audit - Maharashtra State Lawn Tennis Association: control over weekly payables, Inventory control
- Internal Audit - Bombay International School Association: Receivables control, Fixed assets control
Audit Assistant at M/s Sathe & Sathe (2008-12 – 2011-02)
Conducted bank branch audits and other audit assignments.
- Concurrent Audit of Shamrao Vittal Co-operative Bank
- Concurrent Audit at Saraswat Co-operative Bank
- Due diligence audit in Shamrao Vittal Co-operative Bank – Satara
- Pre Merger Audit of PMC Bank of Nanded District co-operative Bank
