Sanction screening Analyst at Future soft India Pvt Ltd (2022-11 – 2026-01)
Worked for PWC - Client Intuit conducting Enhanced Due Diligence and sanction screening.
- Conducted Enhanced Due Diligence on customers against the watchlist party in order to detect and mitigate fraud risks
- Conducted screening on customers personal information like Email ID, Phone number, website, social media sites in order to make sure customer does not have any affiliation with sanctioned Entities like Roseneft, Huawei, Sberbank
- Customers with Embargoed country, sanctioned Entities affiliation are escalated to sanction officer for further Investigation
- Utilized LexisNexis, Bridger to adjudicate alerts, ensuring all findings were documented according to regulatory standards
- Maintained 100% Quality Scores, received multiple client appreciations for accuracy and consistency
- Managed SLA queues to ensure Turn around Time (TAT) compliance and mentored new joiners on process workflows
- Conducted team calls and performed QC in the absence of TL
- Received Best Performer awards for maintaining 100% quality
Senior process Associate at TCS (2018-03 – 2022-04)
Project 1, Supported for client Standard chartered Bank. Screened high-risk cases and validated customer identity documents.
- Screened high-risk cases including DENY, DUDL, and PEPL records as per strict Service Level Agreements (SLAs)
- Validated customer identity like Government-issued photo ID (Passport, Aadhaar card, Driving License, or Voter ID) and business source documents (MOA, AOA, Certificate of Incorporation) documents for vessels like IMO number, Bill of Landing, Invoices, and Certificates of Origin
- Identified Politically Exposed Persons (PEPs) and prepared comprehensive PEP risk assessment forms
- Captured occupational and business nature data to assign risk ratings [High/Medium/Low) in compliance with AML regulations
- Performed as a First Level Quality Checker (QC)
- Ensure to complete the assigned task within the TAT
- Received Best Performer awards for maintaining 100% quality
Senior process Associate at TCS (2016-06 – 2018-02)
Project 2, Supported for client Standard chartered Bank. Performed client onboarding and maintenance using S2B application.
- Performed client onboarding and maintenance using the application S2B
- Update and upload the information and documents in the S2B portal as per corporate and retail clients
- Receive mails from onshore client if any changes to be done
- Get approval from second level checkers to update the changes in the system
- Maintenance of customer accounts includes creating strings, changes or addition mode of payment system (RTGS, IMPS, NEFT)etc
- Maintain checklist to keep the cases as well as changes done on track
- Designated along with the client as first level maker
- Maintained 100% quality on the cases processed and got client appreciations
- Preparation of various MIS, Productivity reports
- Did first level quality check, and discuss on the error committed
- Worked on weekends to ensure nil pending on the cases
Process Associate at TCS (2015-03 – 2016-05)
Project 3, Supported for client CITI bank. Handled account opening and account maintenance work orders.
- Down loading Account opening and account maintenance work orders from E-commit
- Retrieve signer information from Board Resolution and Signature card
- Maintaining the current signers list in single Repository under (E-flow) application
- Maintained 100% quality on the cases processed and got client appreciations
- Handled client calls and discuss about the new process updates
- Preparation of various MIS, Productivity reports
- Performed first level quality check, and discuss on the error committed
