Swati Wadkar
Specialist Transfer Agency & AML/KYC Analyst
Talent
MumbaiMember since June 17, 2026
Transfer Agency OperationsFund Transactions (Switches, Redemptions, Subscriptions)NAV ProcessingReconciliationInvestor ServicingSLA & KPI ManagementStakeholder CoordinationProcess ImprovementsQuality ControlAML/KYC (CDD, EDD, Screening)Risk AssessmentRegulatory ComplianceWorld-CheckLexisNexisExperianBluedoorAWDORCRONMS Excel
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Transfer Agency OperationsFund Transactions (Switches, Redemptions, Subscriptions)NAV ProcessingReconciliationInvestor Servicing
About
Results-driven financial services professional with 7 years of experience specializing in Transfer Agency operations and AML/KYC compliance. Strong expertise in fund transaction processing, reconciliations, investor servicing, and SLA management, combined with working knowledge of client onboarding, CDD/EDD, and regulatory compliance. Proven ability to manage high volumes with accuracy, act as SME, and support process improvements aligned with business and regulatory requirements.
Experience
Specialist Financial Analyst - SS&C Technologies
(2020-07)
- Managed end-to-end Transfer Agency operations including subscriptions, redemptions, switches, and fund transfers.
- Ensured accurate NAV-based trade processing and timely settlements within SLA timelines.
- Investigated and resolved failed/suspended trades and discrepancies post valuation.
- Performed reconciliations and ensured compliance with regulatory frameworks such as FCA and CASS.
- Acted as SME for process-related queries and supported junior team members.
- Coordinated with internal teams and stakeholders for issue resolution and process improvements.
- Generated reports and tracked KPIs to maintain service quality and efficiency.
- Supported AML/KYC processes including onboarding, periodic reviews, and screening.
Financial Analyst - Atos Syntel
(2019-07 - 2020-07)
- Supported Transfer Agency operations for individual, pension, and corporate accounts.
- Executed fund transactions including investment setup, redemptions, switches, and transfers.
- Performed quality checks to ensure zero-error processing and minimize financial impact.
- Maintained SLA adherence while handling multiple transaction types.
- Coordinated with clients and advisors to resolve discrepancies.
Education
Bachelor of Commerce - Accounting & Finance (2019)
Skills
Specialist Transfer Agency & AML/KYC Analyst


