Tejas Patkar
Audit Professional
Talent
MumbaiMember since May 2, 2026
Capital Market OperationsBank Statement Verification
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Capital Market OperationsBank Statement Verification
About
Finance professional with 7 months of hands-on experience in conducting independent audits of Authorized Persons (APs) for leading brokerage firms across India. Strong exposure to compliance checks, bank statement verification, and capital market operations.
Experience
Audit Executive - Shah Kapadia & Associates
(2025-02 - 2025-09)
- Handled end-to-end audits of Authorized Persons (APs) across multiple states independently
- Audited franchises of Angel One, Motilal Oswal, JM Financial, ICICI Securities, ABML, and SIHL
- Reviewed bank statements, client transactions, and operational processes for compliance
- Ensured adherence to SEBI, exchange, and internal audit guidelines
- Prepared structured audit reports and highlighted risk observations
Education
Bachelor's of Commerce - B.com - Mumbai University (2023)
Skills
Audit Professional
