Tejas Patkar

Finance professional with 7 months of hands-on experience in conducting independent audits of Authorized Persons (APs) for leading brokerage firms across India. Strong exposure to compliance checks, bank statement verification, and capital market operations.

Audit Executive - Shah Kapadia & Associates

(2025-02 - 2025-09)

• Handled end-to-end audits of Authorized Persons (APs) across multiple states independently
• Audited franchises of Angel One, Motilal Oswal, JM Financial, ICICI Securities, ABML, and SIHL
• Reviewed bank statements, client transactions, and operational processes for compliance
• Ensured adherence to SEBI, exchange, and internal audit guidelines
• Prepared structured audit reports and highlighted risk observations

Bachelor's of Commerce - B.com - Mumbai University (2023)