Gaia Gabellini

Consulting services in the field of Compliance and money laundering - Servizi di consulenza per Intermediari Finanziari nell'ambito della compliance e dell'antiriciclaggio

Coaching services for individuals, teams and organizations - Servizi di coaching per individui, team e organizzazioni

Head of Compliance and Anti Money Laundering of the Italian Branch of a Bank

• Assessment and management of compliance risk in the following areas: anti-money laundering, MiFID II, administrative liability of the Bodies pursuant to Legislative Decree 231/2001, market abuse, GDPR Data Protection, Transparency, Fraud, FATCA & CRS tax regulations. 
• Definition and implementation of the compliance procedures applicable to the branch
• Definition, implementation and monitoring of the Organizational Model, built on the provisions of Legislative Decree 231/2001. Secretary function in the Supervisory Body.
• Implementation of an annual compliance risk assessment evaluating the residual compliance risk.
• Definition and implementation of a Compliance control plan (second level controls)
• Implementation of policies and procedures issued by the Parent Company, with adaptation to Italian peculiarities. 
• Management of relations with local Supervisory Authorities (Bank of Italy and Consob) also through the preparation of periodic reports. 
• Claims management
• Periodic training for all employees on Compliance and Anti-Money Laundering issues (i.e. conflicts of interest, personal transactions, KYC and CDD, anti-corruption, code of ethics, privacy)

Bachelor Business Economics 2000

November 2023 HEC – Paris Global Executive coaching for individuals and organizations

March 2021 – Life Coach Certificate at Accademia della Felicità

December 2015 – Corso Professionalizzante Compliance, at ABI Formazione