Rufus Mutinda
Regulatory Compliance, Governance and Controls
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About
A highly enthusiastic and motivated risk and compliance management professional with expansive and deep-rooted knowledge and experience in the management of legal and regulatory compliance risk in institutions with cross-border operations. Displays a passion for mitigating reputational and operational risks occasioned by compliance failures while at the same time delivering quality customer service in a dynamic environment through logical, creative, and imaginative approaches to problem-solving.
Communication, a keen eye for details, planning, and organizing are recognized to be the key strengths that have contributed to the building and maintaining of high-profile client relationships. Generates creativity and imagination to solve complex problems, through the ability to communicate at all levels and by giving others clear direction and leadership. Displays strong interpersonal skills in the building and maintaining of high-profile customer relationships and is recognized as a confident business partner.
Experience
A highly enthusiastic and motivated risk and compliance management professional with expansive and deep-rooted knowledge and experience in the management of legal and regulatory compliance risk in institutions with cross-border operations. Displays a passion for mitigating reputational and operational risks occasioned by compliance failures while at the same time delivering quality customer service in a dynamic environment through logical, creative, and imaginative approaches to problem-solving.
Communication, a keen eye for details, planning, and organizing are recognized to be the key strengths that have contributed to the building and maintaining of high-profile client relationships. Generates creativity and imagination to solve complex problems, through the ability to communicate at all levels and by giving others clear direction and leadership. Displays strong interpersonal skills in the building and maintaining of high-profile customer relationships and is recognized as a confident business partner.
Education
Global Financial Compliance
Chartered Institute for Securities & Investment (CISI) – 2017
International Certification for the Capital Markets Industry
Chartered Institute for Securities & Investment (CISI) and The Capital Markets Authority of Kenya – 2017
Executive Certificate of Proficiency in Insurance
College of Insurance – 2019
Combating Financial Crime
Chartered Institute for Securities & Investment (CISI) – 2021
Certified Risk and Compliance Management Professional (Ongoing)
International Association of Risk and Compliance Professionals
UNIVERSITY: (Ongoing)
University of Nairobi,Master’s in Business Administration (Finance Major),
