Compliance Analyst
CardinalStone Partners (April, 2023 - Till Date)
- Review of three-tiered KYC in line with regulatory guidelines.
- Regulatory universe and liaison.
- Conduct due diligence on all businesses/ customers seeking to establish a relationship with the entity in line with CDD procedures.
- Accurate and timely rendition of regulatory returns to avoid breaches.
- Periodic end-to-end cross-functional business group, and process reviews to ensure compliance to regulatory guidelines and circulars.
- Facilitate internal (formal/informal), and external training.
- Review and monitoring of transactions to identify red flags, and suspicious activities as it relates to money laundering, financing terrorism, and proliferation financing.
- Monitoring and reporting of suspicious transactions/activities.
Team member, Transaction Monitoring and Watchlist Filtering
UNION BANK OF NIGERIA (July 2019 – April 2023)
- Review and monitoring of customer transactions.
- Review and monitoring of IMTO transactions
- Conduct due diligence on all businesses/ customers seeking to establish a relationship with the Bank in line with CDD procedures
- Perform compliance reviews of new and existing high-risk customers and businesses
- Periodic update of the Bank’s internal watchlist file/database and management of the sanctions screening program
- Monitoring and reporting of Suspicious Transactions
- Compliance helpdesk management and advisory
Quality Assurance Officer ESPN COURIER AND LOGISTICS, LAGOS
January 2019 – June 2019
Regulatory Compliance Officer
- Research, data gathering, and monitoring for regulatory investigations and enquiries
- Liaison & investigation officer for regulatory and law enforcement agencies’ requests
- Blocking/unblocking of accounts due to money laundering considerations
- Compliance helpdesk management and advisory
- Monitored compliance with corporate governance, anti-bribery & corruption, ethics, and sustainability
- Resolving all issues efficiently and building excellent client rapport, to enhance customer satisfaction.
- Gathering data on integration issues and vulnerabilities and reporting all findings, including improvement recommendations.
- Conducting evaluations to identify weak areas and identifying problematic issues while promoting corrective methods.
- Utilizing operational statistics to measure growth.
- Effectively interacting with all units to identify issues/challenges, and work closely to develop solutions.
