Wasim Shehzad

Experienced and driven Assistant Manager Compliance with a proven track record of helping to a lead company jointly formed by State Bank of Pakistan and Government of Pakistan by ensuring they are functioning in complete compliance with all national and international rules and regulations. I bring forth a superior knowledge of compliance laws and regulations, as well as standard business law.

Assistant Manager Compliance - Pakistan Credit Guarantee Company (DFI) - Islamabad

(2020-12)

• Partnering with all departments of the Company to coordinate timely submission of accurate data/returns to regulators and other authorities, including State Bank of Pakistan circulars and notifications, SECP circulars and notifications, Law Enforcement Agencies.
• Develop a compliance tracker for monitoring regulatory reporting deadlines.
• Conduct Quarterly Assessment of Treasury Operations for onwards submission to ALCO.
• Maintaining Log for office Policies, Procedures and Manuals.
• Maintaining repository for SBP, SECP and Tax authorities' Circulars/Notifications/SROs etc.
• Review KYC form and providing support to Business for completion in case of any discrepancy.
• Maintaining a strong working knowledge of requirements for data/returns to regulators and other authorities.
• Execute departmental policies and the compliance plan under the direction and supervision of the head of department.
• Recognize common compliance vulnerabilities and recommend basic controls to mitigate risks to the head of department.
• Correspondence with regulators and update the head of department of changes.
• Research, gather data and complete analysis of compliance matters under the direction and supervision of the head of department.
• Develop and maintain database with compliance requirements (other than reporting) under direction and supervision of the head of department.
• Communicating compliance requirements to staff as instructed by the head of department.
• Liaising with regulators as instructed by the head of department.
• Timely Report STR (if any) to Regulator(s).
• Timely Conduct Name Screening of customers, Vendors, Employees etc.
• Preparation and submission of IRAF Questionnaire to Board of Directors and its timely approval.

Officer-Compliance - Pakistan Mortgage Refinance Company - Karachi

(2017-10 - 2020-12)

• Preparation and submission of IRAF Questionnaire to Board of Directors and its timely approval.
• Conducted Quarterly Assessment of Treasury Operations for onwards submission to ALCO.
• Maintaining Log for office Policies, Procedures and Manuals.
• Maintaining repository for SBP, SECP and Tax authorities' Circulars/Notifications/SROs etc.
• Review KYC form and providing support to Business for completion in case of any discrepancy.
• Maintaining a strong working knowledge of requirements for data/returns to regulators and other authorities.
• Execute departmental policies and the compliance plan under the direction and supervision of the head of department.
• Recognize common compliance vulnerabilities and recommend basic controls to mitigate risks to the head of department.
• Correspondence with regulators and update the head of department of changes.
• Research, gather data and complete analysis of compliance matters under the direction and supervision of the head of department.
• Develop and maintain database with compliance requirements (other than reporting) under direction and supervision of the head of department.
• Communicating compliance requirements to staff as instructed by the head of department.
• Liaising with regulators as instructed by the head of department.
• Timely Report STR (if any) to Regulator(s).
• Timely Conduct Name Screening of customers, Vendors, Employees etc.
• Developed a compliance tracker for monitoring regulatory reporting deadlines.

Internee - State Bank of Pakistan - SBP Head Office Karachi

(2011-06 - 2011-07)

• Conducted Research of Monetary Policy Transmission Mechanism through Exchange Rate Channel

Master Trainer and Zonal Field Manager - Apex Consulting Pakistan - Islamabad

(2016-04 - 2017-09)

WHO Project: Post Monitoring Campaign

Lecturer - I. Mats College - Sargodha

(2013-02 - 2013-12)

MSc - Economics - International Islamic University Islamabad (2010 - 2013)