SENIOR OFFICER UOB
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With one and a half years of experience in bank operations, including KYC & AML and client servicing at UOB Bank I ensure all documents are in accordance with compliance guidelines. I have enhanced AML practices and sustained bank compliance through effective strategies and actions. I am proactively identify areas for improvement and communicate them to relevant parties and management.
Additionally, I am highly focused on risk management, consistently evaluating and mitigating potential risks to protect the bank's operations and ensure adherence to regulatory standards.
-Proactively identify areas of improvement, suspicious
AML or other non-compliance issues to relevant parties and management.
-To conduct/review and analyze information procured and ensure that KYC and Customer Due Diligence for new account opening and maintenance of existing client accounts is in compliance with local regulations as well as the Bank's global procedure
-Experienced in leading, motivating and managing team while holding team accountable for performance
(product champion)
-Exercise vigilance when performing duties and highlight unusual and suspicious transactions
-Perform Adverse News Search-investigate and assess any negative information about clients through media and other sources. Analyze findings and determine any necessary actions or escalations
-Comply with established operational control and audit procedures and maintain a high standard of housekeeping at branch. Ensure all documentation meets internal and external regulatory standards
Tunku Abdul Rahman University ofManagement and Technology (TARUMT)
-Bachelor of Degree of Finance (2019-2023 )
Pursuing CFA Level 1 certification (Present)
