Balaji Mani

Results-driven KYC and AML professional with over 3 years of experience in end-to-end KYC operations, customer due diligence, sanctions screening and regulatory compliance. Experienced in executing CIP, CDD and EDD processes, conducting AML risk assessments and using compliance tools for sanctions and PEP screening. Strong background in quality assurance, transaction monitoring and reporting with a track record of meeting KRI/KPI targets.

Effective collaborator who delivers AML training, supports regulatory reviews and mentors junior analysts to improve process efficiency and compliance outcomes.

Business Analyst - Genpact

(2022-11)

• Conducted end-to-end KYC due diligence, ensuring compliance with AML policies and regulatory standards.
• Developed and maintained comprehensive KYC profiles to ensure data accuracy and completeness.
• Executed Customer Identification Programs (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) processes.
• Performed sanctions, PEP, adverse media, and negative news screening using compliance tools.
• Independently sourced and validated critical customer documentation from internal and external stakeholders.
• Validated customer documentation and escalated discrepancies to relevant teams for resolution.
• Completed detailed AML customer risk assessments considering multiple risk factors.
• Achieved KRI/KPI targets for KYC production and quality assurance checks.
• Maintained accurate tracking of cases and reporting using designated compliance management systems.
• Facilitated regulatory reviews and conducted AML awareness training for team members.
• Provided subject matter support and guidance to junior analysts on high-risk cases.
• Streamlined procedures by integrating quality control feedback to improve compliance efficiency.

MBA/PGDM - Finance - Indiana University of Pennsylvania (2021)

B.B.A. / B.M.S. - Management - PES School of Engineering, Bangalore (2020)

12th - English (2017)

10th - English (2015)