Lim Yi Xue

Hi! My name is Lim Yi Xue. I offer more than 5 years of extensive auditing and compliance experience both in the banking and audit industries. Having graduated from NTU Accountancy, I possess strong background in accounting. My portfolio of clients include BNP Paribus, ST Aerospace, ASTAR.

Audit Associate - Deloitte & Touche LLP

(2014-11 - 2026-03)

• Perform analytical procedure like business process walkthrough, test of control and writing of analytical review procedure
• Perform test of details (Vouching of documents)

Accountancy Lecturer - ITE College Central

(2012-08 - 2013-07)

• Taught accounting module

Corporate governance analyst - Barclays Wealth Asia

(2012-03 - 2012-07)

• Perform customer due diligence on KYC and AML for customer onboarding. Use world-check to conduct screening
• Conduct surveillance on traders' conversation through Avaloq to ensure traders do not misrepresent themselves when dealing with high net worth customers
• Improvise on Compliance Standard Operating Procedures

Compliance Assistant Manager - OCBC Securities LLP

(2010-06 - 2011-03)

• Perform customer onboarding due diligence for KYC and AML
• Perform customer due diligence for fair dealing
• Redesign risk disclosure on product highlight sheet
• Redesign risk rating system for various financial products
• Adjudicated and handled customer complaints, account closures, EXIT
• Handle MAS, SGX, GIA and EP audit observation points

Nan Hua High School (1997-01 - 2000-12)

St Andrew Junior College (2001-01 - 2002-12)

Accountancy - Nanyang Technological University (2005-06 - 2008-06)