Chief Compliance Officer (CCO) - Greeniwch/Stamford location -open to a VP as well.
Position Overvie wWe are a stable, highly collaborative $2B Long/Short Equity hedge fund based in Greenwich, Connecticut. We are seeking a Chief Compliance Officer (CCO) with 7 to 15 years of institutional compliance experience. You will own the strategic development, administration, and ongoing execution of the firm's compliance program. This role reports directly to the General Counsel and Partners, offering a clear trajectory for long-term professional growth within a stable, positive culture
.
Work Structure & Locati
- onHybrid Schedul
e: 3–4 days per week in our Greenwich offic
- e.Requiremen
t: Must currently reside in the Connecticut or Westchester County are
a.
Compensat
- ionBase Sala
ry: $200,000 – $450,000 all-
- in.Benefi
ts: Highly competitive performance bonus and comprehensive benefits packa
ge.
Key Responsibili
- tiesProgram Owners hip: Lead the ongoing administration, annual testing, and development of the firm's compliance prog
- ram.Executive Advis
ory: Partner directly with the General Counsel and Partners to assess risk and enforce internal polic
- ies.Regulatory Fili ngs: Oversee the accurate preparation and timely filing of Form ADV, Form PF, 13F/G, and other regulatory calend
- ars.Marketing Rev iew: Review and approve all investor relations materials and firm marketing/advertising c
- opy.Trading Surveilla nce: Monitor daily long/short equity trading activities, portfolio allocations, and code of ethics complia
- nce.Vendor & Service Managem ent: Lead the oversight, diligence, and coordination of external compliance consultants and service provid
- ers.Firm Train
ing: Develop and deliver compliance training programs for investment professionals and operational st
aff.
Preferred
Qualifica
- tionsExperi ence: 7–15 years of compliance experience within a private fund, hedge fund, or asset management
- firm.Regulatory Exper
tise: Deep operational knowledge of the Investment Advisers Act of 1940 and SEC r
- ules.Educa tion: Bachelor’s degree from an accredited university is required; JD or advanced degree is prefe
- rred.Min dset: Self-starter and independent thinker who balances strong interpersonal skills with meticulous attention to de
- tail.Execu tion: Proven ability to manage multiple regulatory projects while adapting to shifting industry prior
ities