Lead IT Business Management Senior - Depository Trust and Clearing Corporation - Tampa, FL
(2025-01)
Act as a Resiliency Governance Director, demonstrating problem solving, analytical and collaboration skills, to design solutions with stakeholders and users to improve Enterprise Development Security Operations (EDSO) products /services including payments.
- Designed operating model for Resiliency Governance management of all Gen AI Use Cases for the Data function.
- Developed and delivered Gen AI tool that assesses the effectiveness of a control while leveraging the Alteryx AI tool.
- Leverage understanding of Enterprise DevSecOps products /services and agile practices to contribute to improving overall user experience.
- Demonstrate keen attention to detail when evaluating impact analysis of a change to feature/ functionality of EDSO products /services including automation through autosys.
- Demonstrate strong written communication skills through thorough identification and documentation of requirements for existing EDSO products /services.
- Assist Product Managers in managing demand and roadmap priority by collecting requirements and feedback from business, client, and technology users, and reviewing through a demand forum with key partners.
- Work with engineering teams, architecture, and SME teams to define product improvements for inclusion in the Jira roadmap.
- Assist in publishing the product /service roadmap while producing documentation and client facing collateral and actively promoting understanding of the service capabilities.
- Coordination and prioritization with platform owners on product release of new services while developing and leading metrics reports on usage of resources, service trends, capacity, etc.
- Creation of Technical User Journeys for better implementation using Microsoft Visio and understanding of the Resiliency Platform Manager (RPM).
Vice-President-Chief Data Office- Data Transformation Risk & Controls - Citi - Tampa, FL
(2022-12 - 2024-03)
Develop and maintain Citi's Institutional Client Group (ICG) Data Risk Control Framework to ensure adherence to Citi Data Governance Policy Control Requirements, including supporting the development of data governance procedures and standards.
- Developed and delivery Gen AI tool that assesses 400k controls against the standard (Control Adoption).
- Provide subject matter expertise (SME) on Data Policy and Control Standards, including advice and consultation to Business Owners on policy adherence.
- Provide robust guidance and implementation on "accelerated products" including fixed income, interest rate derivatives, fx derivatives, commercial loans and DDA.
- Curate and Input data into Calypso while maintaining data points in client database
- Review and ratify Data Risk control standards and monitoring requirements (e.g. EMPs and ARCMs) and develop ICG level SMPs and ARCMs where appropriate.
- Developed a traceability matrix to track Data Quality Control Assessments (DQCA) and simplify audit tracking.
- Developed and repurposed internal Citi Survey to capture control data from technology teams to be displayed readily and efficiently in Excel.
- Lead delivery of SM&C Data Lineage and Modeling requirements across multiple SM&C LOBs by establishing procedures, playbook, governance and issue solving through escalation to Steering Committee
- Evaluate DQCAs owned and operated within various business functions, drafting Issues and CAPs for remediation, and documenting results in Manager's Control Assessment/ Risk Control Assessment (MCA/RCA).
AVP- Sr. Business Systems Analyst/Lead - LPL Financial - Fort Mill, SC
(2020-09 - 2022-12)
Head of the Direct Business Team/Tech Product Owner that provides leadership to the Direct Business Data Repository (DBDR) team, in compliance with risk and regulatory technology.
- Manage and ensure requirements are completed through the entire SDLC process by participating in design discussions, QA, UAT and deployment.
- Collaborate with developers and subject matter experts to establish the technical vision and analyze tradeoffs between usability and performance needs.
- Schedule and lead requirements and design discussions with all levels, including executive leadership.
- Act as a liaison and technical product owner between the application development, risk technology teams, and project management.
- Perform SQL queries, Jira implementation, and reporting analysis; document data sources and mappings to support reporting and other data requirements through Agile and Waterfall methodologies.
- Ensure requirements and test cases have appropriate sign offs and solutions are effective. Actively work to resolve issues when requirements clarification is needed or to facilitate sign off on test cases.
- Coordinated with the NSCC to acquire Lv1 and Lv4 networking file formats for end-to-end (E2E) product creation and testing.
Sr. Business Systems Analyst/Project Manager (Consultant) - Wells Fargo - Charlotte, NC
(2018-07 - 2020-07)
Provide strategic business solutions to enterprise-wide technology Capital Markets initiatives for Global Post Trade Management (GPTM).
- Create a new entity for BREXIT that SWIFT / BIC payment system could innovate and upgrade tracking.
- Acts as a liaison between client area and technical organization by planning, conducting, and directing the analysis of the most complex, strategic, corporate-wide business problems to be solved with automated systems.
- Acts as the highest-level internal consultant within technology and business groups by re-engineering technical processes for greater efficiencies with significant impact to the business.
- Recommends and initiates systems testing while transforming strategic enterprise architecture and design principles into Broadridge specific system requirements and specifications
- Running SQL and Extracting data to complete Change Request delivery threw Agile and Waterfall Methodologies for the Information Sourcing Platform (ISP) team.
- Provides technical expertise in identifying, evaluating, and developing systems and procedures that are cost effective and meet business requirements securities threw the Software Development Life Cycle (SDLC). BRD, FSD, etc…
Sr. Business Analyst/Data Steward Lead (Consultant) - Bank of America - Charlotte, NC
(2017-10 - 2018-04)
Supporting Data Management owner of Secured Funding as related to FR2025a, Basel III, 5G and LCR within Corporate Treasury.
- Identifying and managing data gap issues related to secured funding and securities records using Tableau.
- Uploading and Maintaining Team Folder on Sharepoint Site for Audit. Granting outside users access to Sharepoint folder
- Liaise with Finance, Global Liquidity Risk Management (GLRM), and Project Management (PM) and Tech team and other Data Management analysts to understand and solve existing data sourcing gaps.
- Running SQL and Extracting data to complete Prime Brokerage Excel Reconciliations to General Ledger.
- Responsible for instituting and maintaining Prime Brokerage reconciliation controls applied to securities.
Sr. Financial Analyst (Consultant) - Wells Fargo - Charlotte, NC
(2016-10 - 2017-09)
- Extracting Trade Metadata from Calypso while using Excel Pivot Tables, V-lookups, and Concatenations to Reconcile Trade details for Regulatory Reporting Group.
- Uploading Excel files to Sharepoint site and Maintaining Team Folder.
- Daily use of the ICE Trade Vault and ICE Econfirm platforms for commodity data validations
- UAT testing of new code deployment related to GTR reporting and Strategic release of Portfolio Reconciliation.
- Work collectively with PME, Regulatory Reporting Group and Middle Office on SEC reporting, field mapping and strategic reconciliations using Macros and advanced Excel formulas.
- Participation in on-going Swap Data Repository clean-up efforts using Scriturra, Calypso, and Symphony applications.
- Daily affirmation of GTR Uploads (Valuation and Snapshot) to ensure all trades were successfully reported and verification that Swap Data Repository (SDR) Support have items rectified.
- Daily investigation and resolution of Material Terms breaks found on TriOptima.
- Compiled and submitted for removal of dead trades from the CFTC.
- Weekly investigation of items found on DTCC Portfolio reconciliation.
Sr. Risk Based P&L Analyst (Consultant) - Credit Suisse - Morrisville, NC
(2015-06 - 2016-10)
- Daily work with emerging and global market futures including commodities, such as energy, metals and agriculture.
- FX (Forex) future pricing detailing risk curve and trade IDs.
- Maintaining Change Management Group Folder on Sharepoint site.
- OTC Derivative contracts and risk sensitivities using "The Greeks" mathematical finance methodologies. FX Delta, IR Delta, etc.
- Volker compliance and unexplained P&L, risk based, and attribution calculations.
- UAT testing for global strategic risk controls stream using Waterfall and Agile methodologies.
- Process business objects reports and use Microsoft excel to reconcile financial data. Swaps, interest rate derivative contracts, etc.
- Creating bi-furcation file and changing to text format while conducting trainings for IT and senior leadership on specified file.
- Act as a liaison between senior leadership and IT.
