Christian Bruce

Experienced AML investigations analyst specializing in financial crime investigations, risk assessment, and regulatory compliance within the brokerage industry. Proficient in investigative analysis and use of advanced AML tools and data-driven techniques to enhance AML monitoring processes, reduce false positives, and uncover complex financial crime patterns while maintaining compliance with BSA/AML, OFAC, SEC, and FINRA regulations.

AML Investigations Analyst

• Conducted in-depth comprehensive account investigations into potentially suspicious activity
• Implemented machine learning techniques to reduce false positives by 33% in a multi-entity report spanning four jurisdictions.
• Mentored and trained junior analysts on AML procedures, regulatory guidelines, and case reporting protocols.
• Collaborated with senior management and legal teams to ensure adherence to BSA/AML regulations for high-risk clients.

AML Surveillance Analyst

• Performed detailed transaction monitoring reviews to investigate potential suspicious activity.
• Filed 50+ Suspicious Activity Reports (SARs) and Continuing Activity Reports (CARs).
• Uncovered an international human trafficking network through KYC account analysis.

BBA in Finance - University of North Texas