Klayton Babin
Wealth Management Client Specialist
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About
Wealth management professional with a strong foundation in client account management, financial planning support, and regulatory compliance. FINRA SIE-certified and actively pursuing Series 7 sponsorship. Known for building lasting client relationships, delivering accurate and compliant account support, and helping advisors translate complex financial strategy into clear client outcomes.
Experience
Wealth Management Client Specialist at First Horizon Advisors (2024-05 – Present)
- Manage and maintain client accounts with a strong focus on data accuracy and regulatory compliance.
- Partner with advisors on client meetings and financial planning, delivering tailored wealth management solutions.
Financial Planner & Representative at Encompass Financial Partners (2023-03 – 2024-05)
- Built personalized financial plans spanning investment, retirement, estate, and tax strategy.
- Grew a client base through prospecting, networking, and referrals, strengthening long-term relationships.
- Collaborated with portfolio managers, tax specialists, and legal advisors to deliver comprehensive financial solutions.
Life Insurance Wholesaler at The ASA Group (2021-12 – 2023-01)
- Supported licensed agents with back-office administration, underwriting, and life case management.
- Recruited and onboarded financial advisors, Investment Advisor Representatives (IAR), and insurance agents.
Financial Administrative Assistant & Business Development at David Lukas Financials (2019-03 – 2021-09)
- Supported advisors during client meetings on estate and tax planning, gathering key financial information.
- Authored marketing and tax planning materials while pursuing Series 65, Series 7, and Estate Planning coursework.
Education
AA in General Business – University of Central Arkansas (2006-05)
