Compliance Officer
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Investment Advisor and RIA Consulting. Proficient in the Investment Advisers Act of 1940, and conducting Mock Examinations for Wealth Managers. Skilled in evaluating and enhancing RIA compliance programs.
Currently a Compliance Officer at Tamar Securities, LLC since January 2025.
Previously a Consultant at ACA Group, LLC for since April 2021.
Series 65 licensed. BA in Finance from Loyola Marymount University.
