Richard Guints
Compliance Officer
Talent
Los Angeles, Los AngelesMember since April 10, 2025
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About
Investment Advisor and RIA Consulting. Proficient in the Investment Advisers Act of 1940, and conducting Mock Examinations for Wealth Managers. Skilled in evaluating and enhancing RIA compliance programs.
Experience
Currently a Compliance Officer at Tamar Securities, LLC since January 2025.
Previously a Consultant at ACA Group, LLC for since April 2021.
Education
Series 65 licensed. BA in Finance from Loyola Marymount University.
