Scott Goerner
Investment Consultant / Equity Capital Markets Associate
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About
Graduated in 2024 with a BBA in Finance from Loyola Marymount University. Currently an investment consultant, equity capital markets associate, and stock broker at Regal Securities.
Experience
Investment Advisor Representative at Regal Securities (2025-09 – Present)
- Constructed and monitored client's investment portfolio considering investment objectives, time horizons, risk tolerances, and future goals.
- Solicited and executed equity and fixed income trades for Regal Securities commission based clients.
Co-Founder / CFO at 10 Shots of Soju (2022-12 – Present)
Ready-to-drink distilled spirit canned cocktail available across California.
Sold to investors; now act in an advisory capacity to new management while retaining minority interest.
Financial Services Representative at Sagient (2025-02 – 2025-04)
- Gained experience in Wealth Management
Treasurer at Lambda Chi Alpha – Delta Psi Chapter (2021-11 – 2023-12)
- Orchestrated comprehensive financial planning and budgeting initiatives
- Forecasted expenses and optimized financial resource allocation for upcoming semesters, ensuring fiscal prudence and operational sustainability
Business Development & Lead Generation Intern at Easy App (2022-05 – 2022-08)
Spearheaded strategic lead generation by leveraging advanced prospecting techniques and data driven market research
Identified potential clientele aligned with the company's growth objectives
Education
Bachelor of Business Administration in Finance – Loyola Marymount University (2024-05)
– JSerra Catholic High School
