Senior Analyst, Internal Audit (SOX) - CVS Health / Aetna - Northbrook, IL
(2023-05 - 2025-12)
Performed enterprise internal audit engagements supporting regulatory compliance, operational risk management, and governance across multiple business segments.
- Planned and executed risk-based internal audit procedures in accordance with professional auditing standards.
- Evaluated the design and effectiveness of internal controls using COSO principles.
- Conducted walkthroughs with finance and operational leadership to assess business processes and identify control gaps.
- Performed data analysis, reconciliations, and control testing to identify trends, anomalies, and compliance risks.
- Prepared comprehensive audit workpapers and documentation supporting testing procedures and conclusions.
- Communicated audit findings and recommendations to management and executive leadership.
- Supervised an audit team of four staff members and one intern, providing guidance and reviewing workpapers for accuracy and completeness.
- Monitored remediation activities and conducted follow-up reviews to confirm resolution of audit findings.
Business Process Controls Consultant - Deloitte - Atlanta, GA
(2020-06 - 2023-04)
- Performed financial, operational, and compliance audits for clients across multiple industries.
- Conducted risk assessments and audit procedures to evaluate internal controls and regulatory compliance.
- Analyzed financial and operational data using trend analysis and other analytical techniques to identify potential risks.
- Assisted with planning audit scope, developing audit programs, and executing audit testing procedures.
- Prepared process documentation including flowcharts, narratives, and control matrices.
- Presented findings and recommendations to engagement leadership and client management.
- Supported project management activities including engagement planning, resource coordination, and status reporting.
- Supervised junior staff and reviewed workpapers to ensure adherence to internal audit standards.
SOX 404 / SOC 1 Contractor - Northern Trust - Chicago, IL
(2019-05 - 2020-06)
- Performed internal control testing supporting regulatory compliance and financial reporting requirements.
- Executed testing of internal controls and documented results in accordance with audit methodology.
- Analyzed financial and operational documentation to verify compliance with regulatory requirements.
- Coordinated with business unit stakeholders to obtain evidence supporting audit procedures.
- Assisted with remediation efforts to address identified control deficiencies.
Internal Auditor III - KapStone Paper & Packaging Company
(2018-01 - 2019-05)
- Conducted operational, financial, and compliance audits across corporate offices, manufacturing plants, and distribution centers.
- Led audit procedures evaluating financial reporting controls and operational processes.
- Conducted risk assessments to identify high-risk areas and control deficiencies.
- Performed walkthroughs and control testing related to Sarbanes-Oxley Section 404 compliance.
- Prepared detailed audit reports and recommendations to improve operational efficiency and internal controls.
- Facilitated opening, status, and closing meetings with management to discuss audit progress and findings.
- Provided training and guidance to junior auditors.
BSA / AML Auditor - Discover Financial Services - Riverwoods, IL
Consultant Auditor - Alexander Mannie & Company, P.C. - Matteson, IL
Senior Auditor - Ernst & Young / Mitchell & Titus - Chicago, IL
