Compliance Officer
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FSCA approved Compliance Officer Cat I and Cat II. I offer a full range of compliance services which includes the compilation, monitoring and implementation of business risk and compliance frameworks. I have thorough understanding and knowledge of the regulatory requirements impacting on the various business models within the financial services industry inclusive of and not limited to FAIS, FICA, LTIA, PPR, POPIA, TCF, GCOC, PFA.
Customized policies and procedures designed around ea h particular business model and Risk framework.
Completed RE1, RE3 and RE5
