Goal oriented
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I am confident that my skills and experience in my previous positions could make a great contribution in the company, I am also willing to learn and gain more experience.
*Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation, and making an analytical risk assessment for new Clients.
*Thouroughly and succintly document the research and analysis related to the financial activity, and related entities of Clients, for an audience that includes Management, Regulators and External Compliance.
*Responsibility for the time critical review of KYC records as to completeness, inculding verifying that due diligence has been performed and that BBR (due diligence) standards are complied with; also that the files and risk assessments are current and up to date.
*Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file.
*Process data to open Client files on all new Clients.
*Maintain continuous monitoring of Clients, in order to keep Customer files updated.
*Process amended Client records on our KYC / CDD database as required.
*Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents.
*Responsible for a good understanding of BBR's due diligence regulations, policies and procedures.
*Specific projects which may rise from time to time.
NQL 5 Business Management - Certificate
Risk management - Certificate
