Gias Uddin, FCS

Fellow Chartered Secretary and finance professional with more than 16 years of experience at Dhaka Stock Exchange PLC in regulatory inspection, compliance monitoring, investigation, internal-control assessment, corporate governance and financial reporting review. Experienced in examining financial and operational records, evaluating compliance and control weaknesses, preparing evidence-based findings and recommending corrective action. Brings strong regulatory judgment, professional integrity and stakeholder-management capability relevant to a senior internal audit role in a state-owned pharmaceutical company.

Manager, Monitoring and Compliance Department - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2026-04)

Lead and support risk-based inspections and compliance reviews of regulated capital-market intermediaries.

• Review audited financial statements, books and records, regulatory reports, capital adequacy, client-asset safeguards and internal-control arrangements.
• Identify financial, operational and compliance weaknesses; analyze supporting evidence; and prepare structured findings and recommendations.
• Examine reconciliation, fund-management, recordkeeping, governance and reporting practices against applicable requirements.
• Coordinate with BSEC, BB, CDBL, CID, PBI, ACC, CCBL, internal departments and regulated entities on inspection, enquiry, investigation and remedial action.
• Prepare formal reports, management summaries, regulatory correspondence and decision-ready submissions for senior authorities.
• Support team members through work allocation, review, guidance and professional capacity-building.

Corporate Governance and Financial Reporting Compliance - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2025-12 - 2026-03)

Investor Complaints Arbitration and Litigation - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2023-06 - 2025-11)

Manager, Monitoring and Compliance Department - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2020-08 - 2023-06)

Investigation and Enforcement Department - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2019-02 - 2020-08)

Manager, Monitoring and Compliance Department - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2012-07 - 2019-02)

DSE Training Academy - Dhaka Stock Exchange PLC - Dhaka, Bangladesh

(2010-02 - 2012-07)

Master of Business Administration - Finance - University of Chittagong (2006 - 2009)

Bachelor of Business Administration - Finance - University of Chittagong (2005 - 2008)

Higher Secondary Certificate - Science - Chittagong Board (2000)

Secondary School Certificate - Science - Chittagong Board (1998)