Retail Compliance - 310+ job offers

Compliance Vice President - Retail Investments {"description": " Job Description Shape how we deliver good outcomes for retail investors in the UK. You will provide independent oversight and practical advice across discretionary and execution-only investing, partnering closely with the business and

JPMorgan Chase & Co.

Compliance Vice President - Retail Investments 210723869 T12:05:03+00:00 London CCOR LOB/CF/Country Coverage Full time Shape how we deliver good outcomes for retail investors in the UK. You will provide independent oversight and practical advice across discretionary and execution-only investing, par

JOB DESCRIPTION Shape how we deliver good outcomes for retail investors in the UK. You will provide independent oversight and practical advice across discretionary and execution-only investing, partnering closely with the business and control functions. This role offers broad exposure to governance,

Shape how we deliver good outcomes for retail investors in the UK. You will provide independent oversight and practical advice across discretionary and execution-only investing, partnering closely with the business and control functions. This role offers broad exposure to governance, monitoring and

Shape how we deliver good outcomes for retail investors in the UK. You will provide independent oversight and practical advice across discretionary and execution-only investing, partnering closely with the business and control functions. This role offers broad exposure to governance, monitoring and

About The Job Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco, our investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Retail Banking AI Specialist Type: Contract

Head of Compliance Retail Investments Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £140k + bonus (to 20%) What’s in it for you? This is a natural stepping stone into an SMF16 role. There’s a clear path. No waiting for someone to move on, no dead man’s shoes. It’s all par

We’re seeking an experienced leader in Retail Compliance to lead and strengthen the compliance function across our client's business. This is a pivotal role within a highly regulated industry, offering the opportunity to shape policy, influence culture, and drive high standards across an ever changi

eFinancialCareers

EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED £60K - £70K Bonus & Bens inc generous holiday HYBRID (City or Surrey ) Ref:4166G We are exclusively recruiting for a leading general insurance firm recruiting a Compliance Manager to advise the Board on Compl

EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED £60K - £70K + Bonus & Bens inc generous holiday HYBRID (City or Surrey ) Ref:4166G We are exclusively recruiting for a leading general insurance firm recruiting a Compliance Manager to advise the Board on Com